TITLE XII. BUSINESS ENTITIES
SUBTITLE 5. NONPROFIT CORPORATIONS
CHAPTER 504. REVISED IOWA NONPROFIT CORPORATION ACT
SUBCHAPTER I. GENERAL PROVISIONS
PART 1. SHORT TITLE AND APPLICATIONS
504.101 Short title.
This chapter shall be known and may be cited as the "Revised Iowa Nonprofit Corporation Act".
504.102 Reservation of power to amend or repeal.
The general assembly has power to amend or repeal all or part of this chapter at
any time and all domestic and foreign corporations subject to this chapter are governed
by the amendment or repeal.
504.103 through 504.110 Reserved.
PART 2. FILING DOCUMENTS
504.111 Filing requirements.
1. A document must satisfy the requirements of this section, and of any other section
that adds to or varies these requirements, to be entitled to filing by the secretary
of state.
2. This chapter must require or permit filing the document in the office of the
secretary of state.
3. The document must contain the information required by this chapter. It may contain
other information as well.
4. The document must be typewritten or printed. If the document is electronically
transmitted, it must be in a format that can be retrieved or reproduced in typewritten
or printed form.
5. The document must be in the English language. However, a corporate name need
not be in English if written in English letters or Arabic or Roman numerals. The
certificate of existence required of foreign corporations need not be in English
if accompanied by a reasonably authenticated English translation.
6. The document must be executed by one of the following:
a. The presiding officer of the board of directors of a domestic or foreign
corporation, its president, or by another of its officers.
b. If directors have not been selected or the corporation has not been
formed, by an incorporator.
c. If the corporation is in the hands of a receiver, trustee, or other
court-appointed fiduciary, by that fiduciary.
7. The person executing a document shall sign it and state beneath or opposite the
signature the person's name and the capacity in which the person signs. The document
may contain a corporate seal, an attestation, an acknowledgment, or a verification.
8. If the secretary of state has prescribed a mandatory form for a document under
section 504.112, the document must be in or on the prescribed form.
9. The document must be delivered to the office of the secretary of state for filing.
Delivery may be made by electronic transmission if and to the extent permitted by
the secretary of state. If it is filed in typewritten or printed form and not transmitted
electronically, the secretary of state may require one exact or conformed copy to
be delivered with the document, except as provided in sections 504.503 and 504.1509.
10. When the document is delivered to the office of the secretary of state for filing,
the correct filing fee, and any franchise tax, license fee, or penalty, shall be
paid in a manner permitted by the secretary of state.
11. The secretary of state may adopt rules for the electronic filing of documents
and the certification of electronically filed documents.
504.112 Forms.
1. The secretary of state may prescribe and furnish on request forms for an application
for a certificate of existence, a foreign corporation's application for a certificate
of authority to transact business in this state, a foreign corporation's application
for a certificate of withdrawal, and the biennial report. If the secretary of state
so requires, use of these forms is mandatory.
2. The secretary of state may prescribe and furnish on request forms for other documents
required or permitted to be filed by this chapter, but their use is not mandatory.
504.113 Filing, service, and copying fees.
1. The secretary of state shall collect the following fees, as provided by the secretary
of state, when the documents described in this subsection are delivered for filing:
DOCUMENT FEE
a. Articles of incorporation . . $ __
b. Application for use of indistinguishable name . . $ __
c. Application for reserved name . . $ __
d. Notice of transfer of reserved name $ __
e. Application for registered name . . $ __
f. Application for renewal of registered name . . $ __
g. Corporation's statement of change of registered agent or registered
office or both . . $ __
h. Agent's statement of change of registered office for each affected corporation
not to exceed a total of . . $ __
i. Agent's statement of resignation . . no fee
j. Amendment of articles of incorporation . . . . . . $ __
k. Restatement of articles of incorporation with amendments . . $ __
l. Articles of merger . . $ __
m. Articles of dissolution . . $ __
n. Articles of revocation of dissolution $ __
o. Certificate of administrative dissolution . . . . $ __
p. Application for reinstatement following administrative dissolution .
. $ __
q. Certificate of reinstatement . . no fee
r. Certificate of judicial dissolution no fee
s. Application for certificate of authority . . . . . . $ __
t. Application for amended certificate of authority . . $ __
u. Application for certificate of withdrawal . . . . $ __
v. Certificate of revocation of authority to transact business . . no fee
w. Biennial report . . $ __
x. Articles of correction . . $ __
y. Application for certificate of existence or authorization . . $ __
z. Any other document required or permitted to be filed by this chapter
. . $ __
2. The secretary of state shall collect a fee upon being served with process under
this chapter. The party to a proceeding causing service of process is entitled to
recover the fee paid the secretary of state as costs if the party prevails in the
proceeding.
3. The secretary of state shall collect fees for copying and certifying the copy
of any filed document relating to a domestic or foreign corporation.
504.114 Effective date of document.
1. Except as provided in subsection 2 and section 504.115, a document is effective
at the later of the following times:
a. At the date and time of filing, as evidenced by such means as the secretary
of state may use for the purpose of recording the date and time of filing.
b. At the time specified in the document as its effective time on the date
it is filed.
2. A document may specify a delayed effective time and date, and if it does so the
document becomes effective at the time and date specified. If a delayed effective
date but no time is specified, the document is effective at the close of business
on that date. A delayed effective date for a document shall not be later than the
ninetieth day after the date filed.
504.115 Correcting filed document.
1. A domestic or foreign corporation may correct a document filed by the secretary
of state if the document satisfies one of the following:
a. The document contains an inaccuracy.
b. The document was defectively executed, attested, sealed, verified, or
acknowledged.
c. The electronic transmission was defective.
2. A document is corrected by doing both of the following:
a. By preparing articles of correction that satisfy all of the following
requirements:
(1) Describe the document, including its filing date, or attach a copy of the document
to the articles.
(2) Specify the inaccuracy or defect to be corrected.
(3) Correct the incorrect statement or defective execution.
b. By delivering the articles of correction to the secretary of state for
filing.
3. Articles of correction are effective on the effective date of the document they
correct except as to persons relying on the uncorrected document and adversely affected
by the correction. As to those persons, articles of correction are effective when
filed.
504.116 Filing duty of secretary of state.
1. If a document delivered to the office of the secretary of state for filing satisfies
the requirements of section 504.111, the secretary of state shall file it.
2. The secretary of state files a document by recording the document as filed on
the date and the time of receipt. After filing a document, except as provided in
sections 504.504, 504.1510, and 504.1613, the secretary of state shall deliver to
the domestic or foreign corporation or its representative a copy of the document
with an acknowledgment of the date and time of filing.
3. Upon refusing to file a document, the secretary of state shall return it to the
domestic or foreign corporation or its representative, together with a brief, written
explanation of the reason or reasons for the refusal.
4. The secretary of state's duty to file documents under this section is ministerial.
Filing or refusal to file a document does not do any of the following:
a. Affect the validity or invalidity of the document in whole or in part.
b. Relate to the correctness or incorrectness of information contained
in the document.
c. Create a presumption that the document is valid or invalid or that information
contained in the document is correct or incorrect.
504.117 Appeal from secretary of state's refusal to file document.
1. If the secretary of state refuses to file a document delivered for filing to
the secretary of state's office, the domestic or foreign corporation may appeal
the refusal to the district court in the county where the corporation's principal
office, or if there is none in this state, its registered office, is or will be
located. The appeal is commenced by petitioning the court to compel filing the document
and by attaching to the petition the document and the secretary of state's explanation
of the refusal to file.
2. The court may summarily order the secretary of state to file the document or
take other action the court considers appropriate.
3. The court's final decision may be appealed as in other civil proceedings.
504.118 Evidentiary effect of copy of filed document.
A certificate from the secretary of state delivered with a copy of a document filed
by the secretary of state is conclusive evidence that the original document is on
file with the secretary of state.
504.119 Certificate of existence.
1. Any person may apply to the secretary of state to furnish a certificate of existence
for a domestic or foreign corporation.
2. The certificate of existence shall set forth all of the following:
a. The domestic corporation's corporate name or the foreign corporation's
corporate name used in this state.
b. That the domestic corporation is duly incorporated under the laws of
this state, the date of its incorporation, and the period of its duration if less
than perpetual; or that the foreign corporation is authorized to transact business
in this state.
c. That all fees have been paid.
d. That its most recent biennial report required by section 504.1613 has
been delivered to the secretary of state.
e. That articles of dissolution have not been filed.
f. Other facts of record in the office of the secretary of state that may
be requested by the applicant.
3. Subject to any qualification stated in the certificate, a certificate of existence
issued by the secretary of state may be relied upon as conclusive evidence that
the domestic or foreign corporation is in good standing in this state.
504.120 Penalty for signing false document.
1. A person commits an offense by signing a document the person knows is false in
any material respect with intent that the document be delivered to the secretary
of state for filing.
2. An offense under this section is a serious misdemeanor punishable by a fine not
to exceed one thousand dollars.
504.121 through 504.130 Reserved.
PART 3. SECRETARY OF STATE
504.131 Powers.
The secretary of state has all powers reasonably necessary to perform the duties
required of the secretary of state's office by this chapter.
504.132 through 504.140 Reserved.
PART 4. DEFINITIONS
504.141 Chapter definitions.
As used in this chapter, unless the context otherwise requires:
1. "Approved by the members" or "approval by the members"
means approved or ratified by the affirmative vote of a majority of the votes represented
and voting at a duly held meeting at which a quorum is present, which affirmative
votes also constitute a majority of the required quorum, or by a written ballot
or written consent in conformity with this chapter or by the affirmative vote, written
ballot, or written consent of such greater proportion, including the votes of all
the members of any class, unit, or grouping as may be provided in the articles,
bylaws, or this chapter for any specified member action.
2. "Articles of incorporation" or "articles"
includes amended and restated articles of incorporation and articles of merger.
3. "Board" or "board of directors" means the
board of directors of a corporation except that no person or group of persons are
the board of directors because of powers delegated to that person or group pursuant
to section 504.801.
4. "Bylaws" means the code or codes of rules other than the articles
adopted pursuant to this chapter for the regulation or management of the affairs
of a corporation irrespective of the name or names by which such rules are designated.
5. "Class" means a group of memberships which have the same rights
with respect to voting, dissolution, redemption, and transfer. For purposes of this
section, rights shall be considered the same if they are determined by a formula
applied uniformly.
6. "Corporation" means a public benefit, mutual benefit, or religious
corporation.
7. "Delegates" means those persons elected or appointed to vote
in a representative assembly for the election of a director or directors or on other
matters.
8. "Deliver" or "delivery" means any method
of delivery used in conventional commercial practice, including delivery in person,
by mail, commercial delivery, and electronic transmission.
9. "Directors" means individuals, designated in the articles
or bylaws or elected by the incorporators, and their successors and individuals
elected or appointed by any other name or title to act as members of the board.
10. "Distribution" means the payment of a dividend or any part
of the income or profit of a corporation to its members, directors, or officers.
11. "Domestic corporation" means a corporation.
12. "Effective date of notice" is defined in section 504.142.
13. "Electronic transmission" or "electronically transmitted"
means any process of communication not directly involving the physical transfer
of paper that is suitable for the retention, retrieval, and reproduction of information
by the recipient.
14. "Employee" does not include an officer or director of a corporation
who is not otherwise employed by the corporation.
15. "Entity" includes a corporation and foreign corporation;
business corporation and foreign business corporation; limited liability company
and foreign limited liability company; profit and nonprofit unincorporated association;
corporation sole; business trust, estate, partnership, trust, and two or more persons
having a joint or common economic interest; and state, the United States, and foreign
government.
16. "File", "filed", or "filing"
means filed in the office of the secretary of state.
17. "Foreign corporation" means a corporation organized under
laws other than the laws of this state which would be a nonprofit corporation if
formed under the laws of this state.
18. "Governmental subdivision" includes an authority, county,
district, and municipality.
19. "Includes" denotes a partial definition.
20. "Individual" includes the estate of an incompetent individual.
21. "Means" denotes a complete definition.
22. "Member" means a person who on more than one occasion, pursuant
to the provisions of a corporation's articles or bylaws, has a right to vote for
the election of a director or directors of a corporation, irrespective of how a
member is defined in the articles or bylaws of the corporation. A person is not
a member because of any of the following:
a. The person's rights as a delegate.
b. The person's rights to designate a director.
c. The person's rights as a director.
23. "Membership" refers to the rights and obligations a member
or members have pursuant to a corporation's articles, bylaws, and this chapter.
24. "Mutual benefit corporation" means a domestic or foreign
corporation that is required to be a mutual benefit corporation pursuant to section
504.1705.
25. "Notice" is defined in section 504.142.
26. "Person" includes any individual or entity.
27. "Principal office" means the office in or out of this state
so designated in the biennial report filed pursuant to section 504.1613 where the
principal offices of a domestic or foreign corporation are located.
28. "Proceeding" includes a civil suit and criminal, administrative,
or investigatory actions.
29. "Public benefit corporation" means a domestic or foreign
corporation that is required to be a public benefit corporation pursuant to section
504.1705.
30. "Record date" means the date established under subchapter
VI or VII on which a corporation determines the identity of its members for the
purposes of this chapter.
31. "Religious corporation" means a domestic or foreign corporation
that engages in religious activity as one of the corporation's principal purposes.
32. "Secretary" means the corporate officer to whom the board
of directors has delegated responsibility under section 504.841, subsection 2, for
custody of the minutes of the directors' and members' meetings and for authenticating
the records of the corporation.
33. "Sign" or "signature" includes a manual,
facsimile, conformed, or electronic signature.
34. "State", when referring to a part of the United States, includes
a state and commonwealth and their agencies and governmental subdivisions, and a
territory and insular possession and their agencies and governmental subdivisions
of the United States.
35. "United States" includes a district, authority, bureau, commission,
department, and any other agency of the United States.
36. "Vote" includes authorization by written ballot and written
consent.
37. "Voting power" means the total number of votes entitled to
be cast for the election of directors at the time the determination of voting power
is made, excluding a vote that is contingent upon the happening of a condition or
event that has not occurred at the time. When a class is entitled to vote as a class
for directors, the determination of voting power of the class shall be based on
the percentage of the number of directors the class is entitled to elect out of
the total number of authorized directors.
504.142 Notice.
1. Notice under this chapter must be in writing unless oral notice is reasonable
under the circumstances. Notice by electronic transmission is written notice.
2. Subject to subsection 1, notice may be communicated in person, by mail, or other
method of delivery; or by telephone, voice mail, or other electronic means. If these
forms of personal notice are impracticable, notice may be communicated by a newspaper
of general circulation in the area where published or by radio, television, or other
form of public broadcast communication.
3. Oral notice is effective when communicated if communicated in a comprehensible
manner.
4. Written notice by a domestic or foreign corporation to its member, if in a comprehensible
form, is effective according to one of the following:
a. Upon deposit in the United States mail, if mailed postpaid and correctly
addressed to the member's address shown in the corporation's current record of members.
b. When electronically transmitted to the member in a manner authorized
by the member.
5. Except as provided in subsection 4, written notice, if in a comprehensible form,
is effective at the earliest of the following:
a. When received.
b. Five days after its deposit in the United States mail, if mailed correctly
addressed and with first class postage affixed.
c. On the date shown on the return receipt, if sent by registered or certified
mail, return receipt requested, and the receipt is signed by or on behalf of the
addressee.
d. Thirty days after its deposit in the United States mail, if mailed correctly
addressed and with other than first class, registered, or certified postage affixed.
6. Written notice is correctly addressed to a member of a domestic or foreign corporation
if addressed to the member's address shown in the corporation's current list of
members.
7. A written notice or report delivered as part of a newsletter, magazine, or other
publication regularly sent to members shall constitute a written notice or report
if addressed or delivered to the member's address shown in the corporation's current
list of members, or in the case of members who are residents of the same household
and who have the same address in the corporation's current list of members, if addressed
or delivered to one of such members, at the address appearing on the current list
of members.
8. Written notice is correctly addressed to a domestic or foreign corporation authorized
to transact business in this state, other than in its capacity as a member, if addressed
to its registered agent or to its secretary at its principal office shown in its
most recent biennial report or, in the case of a foreign corporation that has not
yet delivered a biennial report, in its application for a certificate of authority.
9. If section 504.705, subsection 2, or any other provision of this chapter prescribes
notice requirements for particular circumstances, those requirements govern. If
articles or bylaws prescribe notice requirements not inconsistent with this section
or other provisions of this chapter, those requirements govern.
504.143 through 504.150 Reserved.
PART 5. JUDICIAL RELIEF
504.151 Judicial relief.
1. If for any reason it is impractical or impossible for a corporation to call or
conduct a meeting of its members, delegates, or directors, or otherwise obtain their
consent, in the manner prescribed by its articles, bylaws, or this chapter, then
upon petition of a director, officer, delegate, member, or the attorney general,
the district court may order that such a meeting be called or that a written ballot
or other form of obtaining the vote of members, delegates, or directors be authorized,
in such a manner as the court finds fair and equitable under the circumstances.
2. The court shall, in an order issued pursuant to this section, provide for a method
of notice reasonably designed to give actual notice to all persons who would be
entitled to notice of a meeting held pursuant to the articles, bylaws, and this
chapter, whether or not the method results in actual notice to all such persons
or conforms to the notice requirements that would otherwise apply. In a proceeding
under this section, the court may determine who the members or directors are.
3. An order issued pursuant to this section may dispense with any requirement relating
to the holding of or voting at meetings or obtaining votes, including any requirement
as to quorums or as to the number or percentage of votes needed for approval, that
would otherwise be imposed by the articles, bylaws, or this chapter.
4. Whenever practical, an order issued pursuant to this section shall limit the
subject matter of meetings or other forms of consent authorized to items, including
amendments to the articles or bylaws, the resolution of which will or may enable
the corporation to continue managing its affairs without further resort to this
section; provided, however, that an order under this section may also authorize
the obtaining of whatever votes and approvals are necessary for the dissolution,
merger, or sale of assets.
5. A meeting or other method of obtaining the vote of members, delegates, or directors
conducted pursuant to an order issued under this section, and which complies with
all the provisions of such order, is for all purposes a valid meeting or vote, as
the case may be, and shall have the same force and effect as if it complied with
every requirement imposed by the articles, bylaws, and this chapter.
504.152 through 504.200 Reserved.
SUBCHAPTER II. ORGANIZATION
504.201 Incorporators.
One or more persons may act as the incorporator or incorporators of a corporation
by delivering articles of incorporation to the secretary of state for filing.
504.202 Articles of incorporation.
1. The articles of incorporation shall set forth all of the following:
a. A corporate name for the corporation that satisfies the requirements
of section 504.401.
b. The address of the corporation's initial registered office and the name
of its initial registered agent at that office.
c. The name and address of each incorporator.
d. Whether the corporation will have members. A corporation incorporated
prior to January 1, 2005, may state whether it will have members in either the articles
of incorporation or in the corporate bylaws.
e. For corporations incorporated after January 1, 2005, provisions not
inconsistent with law regarding the distribution of assets on dissolution.
2. The articles of incorporation may set forth any of the following:
a. The purpose for which the corporation is organized, which may be, either
alone or in combination with other purposes, the transaction of any lawful activity.
b. The names and addresses of the individuals who are to serve as the initial
directors.
c. Provisions not inconsistent with law regarding all of the following:
(1) Managing and regulating the affairs of the corporation.
(2) Defining, limiting, and regulating the powers of the corporation, its board
of directors, and members, or any class of members.
(3) The characteristics, qualifications, rights, limitations, and obligations attaching
to each or any class of members.
d. A provision eliminating or limiting the liability of a director to the
corporation or its members for money damages for any action taken, or any failure
to take any action, as a director, except liability for any of the following:
(1) The amount of a financial benefit received by a director to which the director
is not entitled.
(2) An intentional infliction of harm on the corporation or its members.
(3) A violation of section 504.835.
(4) An intentional violation of criminal law.
A provision set forth in the articles of incorporation pursuant to this paragraph
shall not eliminate or limit the liability of a director for an act or omission
that occurs prior to the date when the provision becomes effective. The absence
of a provision eliminating or limiting the liability of a director pursuant to this
paragraph shall not affect the applicability of section 504.901.
e. A provision permitting or requiring a corporation to indemnify a director
for liability, as defined in section 504.851, subsection 5, to a person for any
action taken, or any failure to take any action, as a director except liability
for any of the following:
(1) Receipt of a financial benefit to which the person is not entitled.
(2) Intentional infliction of harm on the corporation or its members.
(3) A violation of section 504.835.
(4) Intentional violation of criminal law.
f. Any provision that under this chapter is required or permitted to be
set forth in the bylaws.
3. An incorporator named in the articles must sign the articles.
4. The articles of incorporation need not set forth any of the corporate powers
enumerated in this chapter.
504.203 Incorporation.
1. Unless a delayed effective date is specified, the corporate existence begins
when the articles of incorporation are filed.
2. The secretary of state's filing of the articles of incorporation is conclusive
proof that the incorporators satisfied all conditions precedent to incorporation
except in a proceeding by the state to cancel or revoke the incorporation or involuntarily
dissolve the corporation.
504.204 Liability for preincorporation transactions.
All persons purporting to act as or on behalf of a corporation, knowing there was
no incorporation under this chapter, are jointly and severally liable for all liabilities
created while so acting.
504.205 Organization of corporation.
1. After incorporation:
a. If initial directors are named in the articles of incorporation, the
initial directors shall hold an organizational meeting, at the call of a majority
of the directors, to complete the organization of the corporation by appointing
officers, adopting bylaws, and carrying on any other business brought before the
meeting.
b. If initial directors are not named in the articles, the incorporator
or incorporators shall hold an organizational meeting at the call of a majority
of the incorporators to do one of the following:
(1) Elect directors and complete the organization of the corporation.
(2) Elect a board of directors who shall complete the organization of the corporation.
2. Action required or permitted by this chapter to be taken by incorporators at
an organizational meeting may be taken without a meeting if the action taken is
evidenced by one or more written consents describing the action taken and signed
by each incorporator.
3. An organizational meeting may be held in or out of this state in accordance with
section 504.821.
504.206 Bylaws.
1. The incorporators or board of directors of a corporation shall adopt bylaws for
the corporation.
2. The bylaws may contain any provision for regulating and managing the affairs
of the corporation that is not inconsistent with law or the articles of incorporation.
504.207 Emergency bylaws and powers.
1. Unless the articles provide otherwise, the directors of a corporation may adopt,
amend, or repeal bylaws to be effective only in an emergency as described in subsection
4. The emergency bylaws, which are subject to amendment or repeal by the members,
may provide special procedures necessary for managing the corporation during the
emergency, including all of the following:
a. How to call a meeting of the board.
b. Quorum requirements for the meeting.
c. Designation of additional or substitute directors.
2. All provisions of the regular bylaws consistent with the emergency bylaws remain
effective during the emergency. The emergency bylaws are not effective after the
emergency ends.
3. Corporate action taken in good faith in accordance with the emergency bylaws
does both of the following:
a. Binds the corporation.
b. Shall not be used to impose liability on a corporate director, officer,
employee, or agent.
4. An emergency exists for purposes of this section if a quorum of the corporation's
directors cannot readily be assembled because of some catastrophic event.
504.208 through 504.300 Reserved.
SUBCHAPTER III. PURPOSES AND POWERS
504.301 Purposes.
1. Every corporation incorporated under this chapter has the purpose of engaging
in any lawful activity unless a more limited purpose is set forth in the articles
of incorporation.
2. A corporation engaging in an activity that is subject to regulation under another
statute of this state may incorporate under this chapter only if incorporation under
this chapter is not prohibited by the other statute. The corporation shall be subject
to all limitations of the other statute.
504.302 General powers.
Unless its articles of incorporation provide otherwise, every corporation has perpetual
duration and succession in its corporate name and has the same powers as an individual
to do all things necessary or convenient to carry out its affairs, including without
limitation all of the following powers:
1. Sue and be sued, complain, and defend in its corporate name.
2. Have a corporate seal, which may be altered at will, and to use it, or a facsimile
of it, by impressing, affixing, or in any other manner reproducing it.
3. Make and amend bylaws not inconsistent with its articles of incorporation or
with the laws of this state, for regulating and managing the affairs of the corporation.
4. Purchase, receive, lease, or otherwise acquire, and own, hold, improve, use,
and otherwise deal with real or personal property, or any legal or equitable interest
in property, wherever located.
5. Sell, convey, mortgage, pledge, lease, exchange, and otherwise dispose of all
or any part of its property.
6. Purchase, receive, subscribe for, or otherwise acquire, own, hold, vote, use,
sell, mortgage, lend, pledge, or otherwise dispose of, and deal in and with, shares
or other interests in, or obligations of, any entity.
7. Make contracts and guarantees, incur liabilities, borrow money, issue notes,
bonds, and other obligations, and secure any of its obligations by mortgage or pledge
of any of its property, franchises, or income.
8. Lend money, invest and reinvest its funds, and receive and hold real and personal
property as security for repayment, except as limited by section 504.833.
9. Be a promoter, partner, member, associate, or manager of any partnership, joint
venture, trust, or other entity.
10. Conduct its activities, locate offices, and exercise the powers granted by this
chapter in or out of this state.
11. Elect or appoint directors, officers, employees, and agents of the corporation,
define their duties, and fix their compensation.
12. Pay pensions and establish pension plans, pension trusts, and other benefit
and incentive plans for any or all of its current or former directors, officers,
employees, and agents.
13. Make donations not inconsistent with law for the public welfare or for charitable,
religious, scientific, or educational purposes and for other purposes that further
the corporate interest.
14. Impose dues, assessments, and admission and transfer fees upon its members.
15. Establish conditions for admission of members, admit members, and issue memberships.
16. Carry on a business.
17. Do all things necessary or convenient, not inconsistent with law, to further
the activities and affairs of the corporation.
504.303 Emergency powers.
1. In anticipation of or during an emergency as described in subsection 4, the board
of directors of a corporation may do both of the following:
a. Modify lines of succession to accommodate the incapacity of any director,
officer, employee, or agent.
b. Relocate the principal office, designate alternative principal offices
or regional offices, or authorize an officer to do so.
2. During an emergency described in subsection 4, unless emergency bylaws provide
otherwise, all of the following shall apply:
a. Notice of a meeting of the board of directors need be given only to
those directors whom it is practicable to reach and such notice may be given in
any practicable manner, including by publication and radio.
b. One or more officers of the corporation present at a meeting of the
board of directors may be deemed to be directors for the meeting, in order of rank
and within the same rank in order of seniority, as necessary to achieve a quorum.
3. Corporate action taken in good faith during an emergency under this section to
further the ordinary affairs of the corporation does both of the following:
a. Binds the corporation.
b. Shall not be used to impose liability on a corporate director, officer,
employee, or agent.
4. An emergency exists for purposes of this section if a quorum of the corporation's
directors cannot readily be assembled because of some catastrophic event.
504.304 Ultra vires.
1. Except as provided in subsection 2, the validity of corporate action shall not
be challenged on the ground that the corporation lacks or lacked power to act.
2. A corporation's power to act may be challenged in a proceeding against the corporation
to enjoin an act when a third party has not acquired rights. The proceeding may
be brought by the attorney general, a director, or by a member or members in a derivative
proceeding.
3. A corporation's power to act may be challenged in a proceeding against an incumbent
or former director, officer, employee, or agent of the corporation. The proceeding
may be brought by a director, the corporation, directly, derivatively, or through
a receiver, a trustee or other legal representative, or in the case of a public
benefit corporation, by the attorney general.
504.305 through 504.400 Reserved.
SUBCHAPTER IV. NAMES
504.401 Corporate name.
1. A corporate name shall not contain language stating or implying that the corporation
is organized for a purpose other than that permitted by section 504.301 and its
articles of incorporation.
2. Except as authorized by subsections 3 and 4, a corporate name must be distinguishable
upon the records of the secretary of state from:
a. The corporate name of any other nonprofit or business corporation incorporated
or authorized to do business in this state.
b. A corporate name reserved or registered under section 490.402, 490.403,
504.402, or 504.403.
c. The fictitious name of a foreign business or nonprofit corporation authorized
to transact business in this state because its real name is unavailable.
3. A corporation may apply to the secretary of state for authorization to use a
name that is not distinguishable upon the secretary of state's records from one
or more of the names described in subsection 2. The secretary of state shall authorize
use of the name applied for if either of the following applies:
a. The other corporation consents to the use of the name in writing and
submits an undertaking in a form satisfactory to the secretary of state to change
its name to a name that is distinguishable upon the records of the secretary of
state from the name of the applying corporation.
b. The applicant delivers to the secretary of state a certified copy of
a final judgment from a court of competent jurisdiction establishing the applicant's
right to use the name applied for in this state.
4. A corporation may use the name, including the fictitious name, of another domestic
or foreign business or nonprofit corporation that is being used in this state if
the other corporation is incorporated or authorized to do business in this state
and the proposed user corporation submits documentation to the satisfaction of the
secretary of state establishing any of the following conditions:
a. The user corporation has merged with the other corporation.
b. The user corporation has been formed by reorganization of the other
corporation.
c. The user corporation has acquired all or substantially all of the assets,
including the corporate name, of the other corporation.
5. This chapter does not control the use of fictitious names; however, if a corporation
or a foreign corporation uses a fictitious name in this state, it shall deliver
to the secretary of state for filing a copy of the resolution of its board of directors,
certified by its secretary, adopting the fictitious name.
504.402 Reserved name.
1. A person may reserve the exclusive use of a corporate name, including a fictitious
name for a foreign corporation whose corporate name is not available by delivering
an application to the secretary of state for filing. Upon finding that the corporate
name applied for is available, the secretary of state shall reserve the name for
the applicant's exclusive use for a nonrenewable one hundred twenty-day period.
2. The owner of a reserved corporate name may transfer the reservation to another
person by delivering to the secretary of state a signed notice of the transfer that
states the name and address of the transferee.
504.403 Registered name.
1. A foreign corporation may register its corporate name, or its corporate name
with any change required by section 504.1506, if the name is distinguishable upon
the records of the secretary of state from both of the following:
a. The corporate name of a nonprofit or business corporation incorporated
or authorized to do business in this state.
b. A corporate name reserved under section 490.402, 490.403, or 504.402
or registered under this section.
2. A foreign corporation shall register its corporate name, or its corporate name
with any change required by section 504.1506, by delivering to the secretary of
state an application that does both of the following:
a. Sets forth its corporate name, or its corporate name with any change
required by section 504.1506, the state or country and date of its incorporation,
and a brief description of the nature of the activities in which it is engaged.
b. Is accompanied by a certificate of existence, or a document of similar
import, from the state or country of incorporation.
3. The name is registered for the applicant's exclusive use upon the effective date
of the application.
4. A foreign corporation whose registration is effective may renew it for successive
years by delivering to the secretary of state for filing a renewal application which
complies with the requirements of subsection 2, between October 1 and December 31
of the preceding year. The renewal application renews the registration for the following
calendar year.
5. A foreign corporation whose registration is effective may thereafter qualify
as a foreign corporation under that name or consent in writing to the use of that
name by a corporation thereafter incorporated under this chapter or by another foreign
corporation thereafter authorized to transact business in this state. The registration
terminates when the domestic corporation is incorporated or the foreign corporation
qualifies or consents to the qualification of another foreign corporation under
the registered name.
504.404 through 504.500 Reserved.
SUBCHAPTER V. OFFICE AND AGENT
504.501 Registered office and registered agent.
A corporation shall continuously maintain both of the following in this state:
1. A registered office with the same address as that of the registered agent.
2. A registered agent, who may be any of the following:
a. An individual who resides in this state and whose business office is
identical with the registered office.
b. A domestic business or nonprofit corporation whose business office is
identical to the registered office.
c. A foreign business or nonprofit corporation authorized to transact business
in this state whose business office is identical to the registered office.
504.502 Change of registered office or registered agent.
1. A corporation may change its registered office or registered agent by delivering
to the secretary of state for filing a statement of change that sets forth all of
the following:
a. The name of the corporation.
b. If the current registered office is to be changed, the address of the
new registered office.
c. If the current registered agent is to be changed, the name of the new
registered agent and the new agent's written consent, either on the statement or
attached to it, to the change.
d. That after the change or changes are made, the addresses of its registered
office and the office of its registered agent will be identical.
2. If the address of a registered agent's business office is changed, the registered
agent may change the address of the registered office of any corporation for which
the registered agent is the registered agent by notifying the corporation in writing
of the change and by signing, either manually or in facsimile, and delivering to
the secretary of state for filing, a statement that complies with the requirements
of subsection 1 and recites that the corporation has been notified of the change.
3. If a registered agent changes the registered agent's business address to another
place, the registered agent may change the address of the registered office of any
corporation for which the registered agent is the registered agent by filing a statement
as required in subsection 2 for each corporation, or by filing a single statement
for all corporations named in the notice, except that it need be signed, either
manually or in facsimile, only once by the registered agent and must recite that
a copy of the statement has been mailed to each corporation named in the notice.
504.503 Resignation of registered agent.
1. A registered agent may resign as registered agent by signing and delivering to
the secretary of state for filing a signed original statement of resignation. The
statement may include a statement that the registered office is also discontinued.
The registered agent shall send a copy of the statement of resignation by certified
mail to the corporation at its principal office and to the registered office, if
not discontinued. The registered agent shall certify to the secretary of state that
copies have been sent to the corporation, including the date the copies were sent.
2. The agency appointment is terminated, and the registered office discontinued
if so provided, on the date the statement was filed.
504.504 Service on corporation.
1. A corporation's registered agent is the corporation's agent for service of process,
notice, or demand required or permitted by law to be served on the corporation.
2. If a corporation has no registered agent, or the agent cannot with reasonable
diligence be served, the corporation may be served by registered or certified mail,
return receipt requested, addressed to the secretary of the corporation at its principal
office shown in the most recent biennial report filed pursuant to section 504.1613.
Service is perfected under this subsection on the earliest of any of the following:
a. The date the corporation receives the mail.
b. The date shown on the return receipt, if signed on behalf of the corporation.
c. Five days after its deposit in the United States mail, if mailed and
correctly addressed with first class postage affixed.
3. This section does not prescribe the only means, or necessarily the required means,
of serving a corporation. A corporation may also be served in any other manner permitted
by law.
504.505 through 504.600 Reserved.
SUBCHAPTER VI. MEMBERS AND MEMBERSHIPS
PART 1. ADMISSION OF MEMBERS
504.601 Admission.
1. The articles or bylaws may establish criteria or procedures for admission of
members.
2. A person shall not be admitted as a member without the person's consent or affirmative
action evidencing consent.
504.602 Consideration.
Except as provided in its articles or bylaws, a corporation may admit members for
no consideration or for such consideration as is determined by the board.
504.603 No requirement of members.
A corporation is not required to have members.
504.604 through 504.610 Reserved.
PART 2. TYPES OF MEMBERSHIPS -- MEMBERS' RIGHTS AND OBLIGATIONS
504.611 Differences in rights and obligations of members.
All members shall have the same rights and obligations with respect to voting, dissolution,
redemption, and transfer, unless the articles or bylaws establish classes of membership
with different rights or obligations. All members shall have the same rights and
obligations with respect to any other matters, except as set forth in or authorized
by the articles or bylaws. A person that does not meet the qualifications for a
member under section 504.141, subsection 22, and is identified as a member in the
articles or bylaws of the corporation shall have only those rights set forth for
such a member in the articles or bylaws of the corporation.
504.612 Transfers.
1. Except as set forth in or authorized by the articles or bylaws, a member of a
mutual benefit corporation shall not transfer a membership or any right arising
therefrom.
2. A member of a public benefit or religious corporation shall not transfer a membership
or any right arising therefrom.
3. Where transfer rights have been provided, a restriction on them shall not be
binding with respect to a member holding a membership issued prior to the adoption
of the restriction unless the restriction is approved by the members and the affected
member.
504.613 Member's liability to third parties.
A member of a corporation is not, as such, personally liable for the acts, debts,
liabilities, or obligations of the corporation.
504.614 Member's liability for dues, assessments, and fees.
A member may become liable to the corporation for dues, assessments, or fees. However,
an article or bylaw provision or a resolution adopted by the board authorizing or
imposing dues, assessments, or fees does not, of itself, create liability.
504.615 Creditor's action against member.
1. A proceeding shall not be brought by a creditor to reach the liability, if any,
of a member to the corporation unless final judgment has been rendered in favor
of the creditor against the corporation and execution has been returned unsatisfied
in whole or in part or unless such proceeding would be useless.
2. All creditors of the corporation, with or without reducing their claims to judgment,
may intervene in any creditor's proceeding brought under subsection 1 to reach and
apply unpaid amounts due the corporation. Any or all members who owe amounts to
the corporation may be joined in such proceeding.
504.616 through 504.620 Reserved.
PART 3. RESIGNATION AND TERMINATION
504.621 Resignation.
1. A member may resign at any time.
2. The resignation of a member does not relieve the member from any obligations
the member may have to the corporation as a result of obligations incurred or commitments
made prior to resignation.
504.622 Termination, expulsion, or suspension.
1. A member of a public benefit or mutual benefit corporation shall not be expelled
or suspended, and a membership or memberships in such a corporation shall not be
terminated or suspended except pursuant to a procedure which is fair and reasonable
and is carried out in good faith.
2. A procedure is fair and reasonable when either of the following occurs:
a. The articles or bylaws set forth a procedure which provides both of
the following:
(1) Not less than fifteen days' prior written notice of the expulsion, suspension,
or termination and the reasons therefor.
(2) An opportunity for the member to be heard, orally or in writing, not less than
five days before the effective date of the expulsion, suspension, or termination
by a person or persons authorized to decide that the proposed expulsion, termination,
or suspension not take place.
b. The procedure requires consideration of all relevant facts and circumstances
surrounding the expulsion, suspension, or termination by a person or persons authorized
to make a decision regarding the proposed expulsion, termination, or suspension.
3. Any written notice given by mail pursuant to this section must be given by first
class or certified mail sent to the last address of the member shown on the corporation's
records.
4. A proceeding challenging an expulsion, suspension, or termination, including
a proceeding alleging defective notice, must be commenced within one year after
the effective date of the expulsion, suspension, or termination.
5. A member who has been expelled or suspended may be liable to the corporation
for dues, assessments, or fees as a result of obligations incurred or commitments
made prior to expulsion or suspension.
504.623 Purchase of memberships.
1. A public benefit or religious corporation shall not purchase any of its memberships
or any right arising therefrom.
2. A mutual benefit corporation may purchase the membership of a member who resigns
or whose membership is terminated for the amount and pursuant to the conditions
set forth in or authorized by its articles or bylaws. A payment shall not be made
in violation of subchapter XIII.
504.624 through 504.630 Reserved.
PART 4. DERIVATIVE PROCEEDINGS
504.631 Derivative proceedings -- definition.
In this part, unless the context otherwise requires, "derivative proceeding"
means a civil suit in the right of a domestic corporation or, to the extent provided
in section 504.638, in the right of a foreign corporation.
504.632 Standing.
A derivative proceeding may be brought by any of the following persons:
1. A member or members of the corporation representing five percent or more of the
voting power of the corporation or by fifty members, whichever is less.
2. A director of the corporation.
504.633 Demand.
A derivative proceeding shall not be commenced until both of the following have
occurred:
1. A written demand has been made upon the corporation to take suitable action.
2. Ninety days have expired from the date the demand was made, unless the member
or director has earlier been notified that the demand has been rejected by the corporation
or unless irreparable injury to the corporation would result by waiting for the
expiration of the ninety-day period.
504.634 Stay of proceedings.
If a corporation commences an inquiry into the allegations made in a demand or complaint,
the court may stay any derivative proceeding for a period of time as the court deems
appropriate.
504.635 Dismissal.
1. A derivative proceeding shall be dismissed by the court on motion by the corporation
if one of the groups specified in subsection 2 or 6 has determined in good faith
after conducting a reasonable inquiry upon which its conclusions are based that
the maintenance of the derivative proceeding is not in the best interests of the
corporation. A corporation moving to dismiss on this basis shall submit in support
of the motion a short and concise statement of the reasons for its determination.
2. Unless a panel is appointed pursuant to subsection 6, the determination in subsection
1 shall be made by one of the following:
a. A majority vote of independent directors present at a meeting of the
board of directors if the independent directors constitute a quorum.
b. A majority vote of a committee consisting of two or more independent
directors appointed by majority vote of independent directors present at a meeting
of the board of directors, whether or not such independent directors constitute
a quorum.
3. None of the following shall by itself cause a director to be considered not independent
for purposes of this section:
a. The nomination or election of the director by persons who are defendants
in the derivative proceeding or against whom action is demanded.
b. The naming of the director as a defendant in the derivative proceeding
or as a person against whom action is demanded.
c. The approval by the director of the act being challenged in the derivative
proceeding or demand if the act resulted in no personal benefit to the director.
4. If a derivative proceeding is commenced after a determination has been made rejecting
a demand by a member or director, the complaint shall allege with particularity
facts establishing one of the following:
a. That a majority of the board of directors did not consist of independent
directors at the time the determination was made.
b. That the requirements of subsection 1 have not been met.
All discovery and other proceedings shall be stayed during the pendency of any motion
to dismiss unless the court finds upon the motion of any party that particularized
discovery is necessary to preserve evidence or prevent undue prejudice to that party.
5. If a majority of the board of directors does not consist of independent directors
at the time the determination is made, the corporation shall have the burden of
proving that the requirements of subsection 1 have been met. If a majority of the
board of directors consists of independent directors at the time the determination
is made, the plaintiff shall have the burden of proving that the requirements of
subsection 1 have not been met.
6. The court may appoint a panel of one or more independent persons upon motion
by the corporation to make a determination whether the maintenance of the derivative
proceeding is in the best interests of the corporation. In such case, the plaintiff
shall have the burden of proving that the requirements of subsection 1 have not
been met.
504.636 Discontinuance or settlement.
A derivative proceeding shall not be discontinued or settled without the court's
approval. If the court determines that a proposed discontinuance or settlement will
substantially affect the interests of a corporation's member or class of members
or director, the court shall direct that notice be given to the members or director
affected.
504.637 Payment of expenses.
On termination of a derivative proceeding, the court may do either of the following:
1. Order the corporation to pay the plaintiff's reasonable expenses, including attorney
fees incurred in the proceeding, if it finds that the proceeding has resulted in
a substantial benefit to the corporation.
2. Order the plaintiff to pay any defendant's reasonable expenses, including attorney
fees incurred in defending the proceeding, if it finds that the proceeding was commenced
or maintained without reasonable cause or for an improper purpose.
504.638 Applicability to foreign corporations.
In any derivative proceeding in the right of a foreign corporation, the matters
covered by this part shall be governed by the laws of the jurisdiction of incorporation
of the foreign corporation except that sections 504.634, 504.636, and 504.637 shall
apply.
504.639 and 504.640 Reserved.
PART 5. DELEGATES
504.641 Delegates.
1. A corporation may provide in its articles or bylaws for delegates having some
or all of the authority of members.
2. The articles or bylaws may set forth provisions relating to all of the following:
a. The characteristics, qualifications, rights, limitations, and obligations
of delegates including their selection and removal.
b. Calling, noticing, holding, and conducting meetings of delegates.
c. Carrying on corporate activities during and between meetings of delegates.
504.642 through 504.700 Reserved.
SUBCHAPTER VII. MEMBERS' MEETINGS AND VOTING
PART 1. MEETINGS AND ACTION WITHOUT MEETINGS
504.701 Annual and regular meetings.
1. A corporation with members shall hold a membership meeting annually at a time
stated in or fixed in accordance with the bylaws.
2. A corporation with members may hold regular membership meetings at the times
stated in or fixed in accordance with the bylaws.
3. Annual or regular membership meetings may be held in or out of this state at
the place stated in or fixed in accordance with the bylaws. If a place is not stated
in or fixed in accordance with the bylaws, annual and regular meetings shall be
held at the corporation's principal office.
4. At the annual meeting all of the following shall occur:
a. The president and chief financial officer shall report on the activities
and financial condition of the corporation.
b. The members shall consider and act upon such other matters as may be
raised consistent with the notice requirements of sections 504.705 and 504.713,
subsection 4.
5. At regular meetings, the members shall consider and act upon such matters as
may be raised consistent with the notice requirements of sections 504.705 and 504.713,
subsection 4.
6. The failure to hold an annual or regular meeting at a time stated in or fixed
in accordance with a corporation's bylaws does not affect the validity of any corporate
action.
504.702 Special meeting.
1. A corporation with members shall hold a special meeting of members when either
of the following occurs:
a. At the call of its board or the person or persons authorized to do so
by the corporation's articles or bylaws.
b. Except as provided in the articles or bylaws of a religious corporation,
if the holders of at least five percent of the voting power of any corporation sign,
date, and deliver to any corporate officer one or more written demands for the meeting
describing the purpose for which it is to be held. Unless otherwise provided in
the articles of incorporation, a written demand for a special meeting may be revoked
by a writing to that effect received by the corporation prior to the receipt by
the corporation of demands sufficient in number to require the holding of a special
meeting.
2. The close of business on the thirtieth day before delivery of the demand for
a special meeting to any corporate officer is the record date for the purpose of
determining whether the five percent requirement of subsection 1, paragraph "b",
has been met.
3. If a notice for a special meeting demanded under subsection 1, paragraph "b",
is not given pursuant to section 504.705 within thirty days after the date the written
demand or demands are delivered to a corporate officer, regardless of the requirements
of subsection 4, a person signing the demand may set the time and place of the meeting
and give notice pursuant to section 504.705.
4. Special meetings of members may be held in or out of this state at a place stated
in or fixed in accordance with the bylaws. If a place is not stated or fixed in
accordance with the bylaws, special meetings shall be held at the corporation's
principal office.
5. Only those matters that are within the purpose described in the meeting notice
required by section 504.705 may be considered at a special meeting of members.
504.703 Court-ordered meeting.
1. The district court of the county where a corporation's principal office is located
or, if none is located in this state, where its registered office is located, may
summarily order a meeting to be held when any of the following occurs:
a. On application of any member or other person entitled to participate
in an annual or regular meeting of the corporation, if an annual meeting was not
held within the earlier of six months after the end of the corporation's fiscal
year or fifteen months after its last annual meeting.
b. On application of any member or other person entitled to participate
in a regular meeting of the corporation, if a regular meeting was not held within
forty days after the date it was required to be held.
c. On application of a member who signed a demand for a special meeting
valid under section 504.702, or a person entitled to call a special meeting, if
any of the following applies:
(1) The notice of the special meeting was not given within thirty days after the
date the demand was delivered to a corporate officer.
(2) The special meeting was not held in accordance with the notice.
2. The court may fix the time and place of the meeting, specify a record date for
determining members entitled to notice of and to vote at the meeting, prescribe
the form and content of the meeting notice, fix the quorum required for specific
matters to be considered at the meeting or direct that the votes represented at
the meeting constitute a quorum for action on those matters, and enter other orders
necessary to accomplish the purpose of the meeting.
3. If the court orders a meeting, it may also order the corporation to pay the member's
costs, including reasonable attorney fees, incurred to obtain the order.
504.704 Action by written consent.
1. Unless limited or prohibited by the articles or bylaws of the corporation, action
required or permitted by this chapter to be approved by the members of a corporation
may be approved without a meeting of members if the action is approved by members
holding at least eighty percent of the voting power. The action must be evidenced
by one or more written consents describing the action taken, signed by those members
representing at least eighty percent of the voting power, and delivered to the corporation
for inclusion in the minutes or filing with the corporate records. A written consent
may be revoked by a writing to that effect received by the corporation prior to
the receipt by the corporation of unrevoked written consents sufficient in number
to take corporation action.
2. If not otherwise determined under section 504.703 or 504.707, the record date
for determining members entitled to take action without a meeting is the date the
first member signs the consent under subsection 1.
3. A consent signed under this section has the effect of a meeting vote and may
be described as such in any document filed with the secretary of state.
4. Written notice of member approval pursuant to this section shall be given to
all members who have not signed the written consent. If written notice is required,
member approval pursuant to this section shall be effective ten days after such
written notice is given.
504.705 Notice of meeting.
1. A corporation shall give notice consistent with its bylaws of meetings of members
in a fair and reasonable manner.
2. Any notice which conforms to the requirements of subsection 3 is fair and reasonable,
but other means of giving notice may also be fair and reasonable when all the circumstances
are considered. However, notice of matters referred to in subsection 3, paragraph
"b", must be given as provided in subsection 3.
3. Notice is fair and reasonable if all of the following occur:
a. The corporation notifies its members of the place, date, and time of
each annual, regular, and special meeting of members not more than sixty days and
not less than ten days, or if notice is mailed by other than first class or registered
mail, not less than thirty days, before the date of the meeting.
b. The notice of an annual or regular meeting includes a description of
any matter or matters which must be considered for approval by the members under
sections 504.833, 504.859, 504.1003, 504.1022, 504.1104, 504.1202, and 504.1402.
c. The notice of a special meeting includes a description of the purpose
for which the meeting is called.
4. Unless the bylaws require otherwise, if an annual, regular, or special meeting
of members is adjourned to a different date, time, or place, notice need not be
given of the new date, time, or place, if the new date, time, or place is announced
at the meeting before adjournment. If a new record date for the adjourned meeting
is or must be fixed under section 504.707, however, notice of the adjourned meeting
must be given under this section to the members of record as of the new record date.
5. When giving notice of an annual, regular, or special meeting of members, a corporation
shall give notice of a matter a member intends to raise at the meeting if requested
in writing to do so by a person entitled to call a special meeting and if the request
is received by the secretary or president of the corporation at least ten days before
the corporation gives notice of the meeting.
504.706 Waiver of notice.
1. A member may waive any notice required by this chapter, the articles, or bylaws
before or after the date and time stated in the notice. The waiver must be in writing,
be signed by the member entitled to the notice, and be delivered to the corporation
for inclusion in the minutes or filing with the corporate records.
2. A member's attendance at a meeting does all of the following:
a. Waives objection to lack of notice or defective notice of the meeting,
unless the member at the beginning of the meeting objects to holding the meeting
or transacting business at the meeting.
b. Waives objection to consideration of a particular matter at the meeting
that is not within the purpose described in the meeting notice, unless the member
objects to considering the matter when it is presented.
504.707 Record date -- determining members entitled to notice and vote.
1. The bylaws of a corporation may fix or provide the manner of fixing a date as
the record date for determining the members entitled to notice of a members' meeting.
If the bylaws do not fix or provide for fixing such a record date, the board may
fix a future date as such a record date. If a record date is not fixed, members
at the close of business on the business day preceding the day on which notice is
given, or if notice is waived, at the close of business on the business day preceding
the day on which the meeting is held, are entitled to notice of the meeting.
2. The bylaws of a corporation may fix or provide the manner of fixing a date as
the record date for determining the members entitled to vote at a members' meeting.
If the bylaws do not fix or provide for fixing such a record date, the board may
fix a future date as such a record date. If a record date is not fixed, members
on the date of the meeting who are otherwise eligible to vote are entitled to vote
at the meeting.
3. The bylaws may fix or provide the manner for determining a date as the record
date for the purpose of determining the members entitled to exercise any rights
in respect of any other lawful action. If the bylaws do not fix or provide for fixing
such a record date, the board may fix in advance such a record date. If a record
date is not fixed, members at the close of business on the day on which the board
adopts the resolution relating thereto, or the sixtieth day prior to the date of
such other action, whichever is later, are entitled to exercise such rights.
4. A record date fixed under this section shall not be more than seventy days before
the meeting or action requiring a determination of members occurs.
5. A determination of members entitled to notice of or to vote at a membership meeting
is effective for any adjournment of the meeting unless the board fixes a new date
for determining the right to notice or the right to vote, which it must do if the
meeting is adjourned to a date more than seventy days after the record date for
determining members entitled to notice of the original meeting.
6. If a court orders a meeting adjourned to a date more than one hundred twenty
days after the date fixed for the original meeting, it may provide that the original
record date for notice or voting continues in effect or it may fix a new record
date for notice or voting.
504.708 Action by written ballot.
1. Unless prohibited or limited by the articles or bylaws, any action which may
be taken at any annual, regular, or special meeting of members may be taken without
a meeting if the corporation delivers a written ballot to every member entitled
to vote on the matter.
2. A written ballot shall do both of the following:
a. Set forth each proposed action.
b. Provide an opportunity to vote for or against each proposed action.
3. Approval by written ballot pursuant to this section shall be valid only when
the number of votes cast by ballot equals or exceeds the quorum required to be present
at a meeting authorizing the action, and the number of approvals equals or exceeds
the number of votes that would be required to approve the matter at a meeting at
which the total number of votes cast was the same as the number of votes cast by
ballot.
4. All solicitations for votes by written ballot shall do all of the following:
a. Indicate the number of responses needed to meet the quorum requirements.
b. State the percentage of approvals necessary to approve each matter other
than election of directors.
c. Specify the time by which a ballot must be received by the corporation
in order to be counted.
5. Except as otherwise provided in the articles or bylaws, a written ballot shall
not be revoked.
6. Unless prohibited by the articles or bylaws, a written ballot may be delivered
and a vote may be cast on that ballot by electronic transmission. An electronic
transmission of a written ballot shall contain or be accompanied by information
indicating that a member, a member's agent, or a member's attorney authorized the
electronic transmission of the ballot.
504.709 and 504.710 Reserved.
PART 2. VOTING
504.711 Members' list for meeting.
1. After fixing a record date for a notice of a meeting, a corporation shall prepare
an alphabetical list of the names of all its members who are entitled to notice
of the meeting. The list must show the address of each member and number of votes
each member is entitled to cast at the meeting. The corporation shall prepare on
a current basis through the time of the membership meeting a list of members, if
any, who are entitled to vote at the meeting, but not entitled to notice of the
meeting. This list shall be prepared on the same basis as and be part of the list
of members.
2. Except as set forth in section 504.1602, subsection 6, the list of members must
be available for inspection by any member for the purpose of communication with
other members concerning the meeting, beginning two business days after notice is
given of the meeting for which the list was prepared and continuing through the
meeting, at the corporation's principal office or at a reasonable place identified
in the meeting notice in the city where the meeting will be held. Except as set
forth in section 504.1602, subsection 6, a member, a member's agent, or a member's
attorney is entitled on written demand to inspect and, subject to the limitations
of section 504.1602, subsection 3, and section 504.1605, to copy the list, at a
reasonable time and at the member's expense, during the period it is available for
inspection.
3. Except as set forth in section 504.1602, subsection 6, a corporation shall make
the list of members available at the meeting, and any member, a member's agent,
or a member's attorney is entitled to inspect the list at any time during the meeting
or any adjournment.
4. Except as set forth in section 504.1602, subsection 6, if a corporation refuses
to allow a member, a member's agent, or a member's attorney to inspect the list
of members before or at the meeting or copy the list as permitted by subsection
2, the district court of the county where a corporation's principal office is located
or, if none is located in this state, where its registered office is located, on
application of the member, may summarily order the inspection or copying of the
membership list at the corporation's expense, may postpone the meeting for which
the list was prepared until the inspection or copying is complete, and may order
the corporation to pay the member's costs, including reasonable attorney fees incurred
to obtain the order.
5. Unless a written demand to inspect and copy a membership list has been made under
subsection 2 prior to the membership meeting and a corporation improperly refuses
to comply with the demand, refusal or failure to comply with this section does not
affect the validity of action taken at the meeting.
6. The articles or bylaws of a religious corporation may limit or abolish the rights
of a member under this section to inspect and copy any corporate record.
504.712 Voting entitlement generally.
1. The right of the members of a corporation, or any class or classes of members,
to vote may be limited, enlarged, or denied to the extent specified in the articles
of incorporation or, if the articles of incorporation so provide, by the bylaws.
Unless so limited, enlarged, or denied, each member, regardless of class, shall
be entitled to one vote on each matter submitted to a vote of members.
2. Unless the articles or bylaws provide otherwise, if a membership stands of record
in the names of two or more persons, the persons' acts with respect to voting shall
have the following effect:
a. If only one votes, such act binds all.
b. If more than one votes, the vote shall be divided on a pro rata basis.
504.713 Quorum requirements.
1. Unless this chapter or the articles or bylaws of a corporation provide for a
higher or lower quorum, ten percent of the votes entitled to be cast on a matter
must be represented at a meeting of members to constitute a quorum on that matter.
2. A bylaw amendment to decrease the quorum for any member action may be approved
by the members or, unless prohibited by the bylaws, by the board.
3. A bylaw amendment to increase the quorum required for any member action must
be approved by the members.
4. Unless one-third or more of the voting power is present in person or by proxy,
the only matters that may be voted upon at an annual or regular meeting of members
are those matters that are described in the meeting notice.
504.714 Voting requirements.
1. Unless this chapter or the articles or bylaws of a corporation require a greater
vote or voting by class, if a quorum is present, the affirmative vote of the votes
represented and voting, which affirmative votes also constitute a majority of the
required quorum, is the act of the members.
2. A bylaw amendment to increase or decrease the vote required for any member action
must be approved by the members.
504.715 Proxies.
1. Unless the articles or bylaws of a corporation prohibit or limit proxy voting,
a member or the member's agent or attorney in fact may appoint a proxy to vote or
otherwise act for the member by signing an appointment form or by an electronic
transmission. An electronic transmission must contain or be accompanied by information
from which it can be determined that the member, the member's agent, or the member's
attorney in fact authorized the electronic transmission.
2. An appointment of a proxy is effective when a signed appointment form or an electronic
transmission of an appointment form is received by the secretary or other officer
or agent authorized to tabulate votes. An appointment is valid for eleven months
unless a different period is expressly provided for in the appointment. However,
a proxy shall not be valid for more than three years from its date of execution.
3. An appointment of a proxy is revocable by the member.
4. The death or incapacity of the member appointing a proxy does not affect the
right of the corporation to accept the proxy's authority unless notice of the death
or incapacity is received by the secretary or other officer or agent authorized
to tabulate votes before the proxy exercises authority under the appointment.
5. Appointment of a proxy is revoked by the person appointing the proxy if either
of the following occurs:
a. The person appointing the proxy attends any meeting and votes in person.
b. The person appointing the proxy signs and delivers or sends through
electronic transmission to the secretary or other officer or agent authorized to
tabulate proxy votes either a writing or electronic transmission stating that the
appointment of the proxy is revoked or a subsequent appointment form.
6. Subject to section 504.718 and any express limitation on the proxy's authority
appearing on the face of the appointment form, a corporation is entitled to accept
the proxy's vote or other action as that of the member making the appointment.
504.716 Cumulative voting for directors.
1. If the articles or bylaws of a corporation provide for cumulative voting by members,
members may so vote, by multiplying the number of votes the members are entitled
to cast by the number of directors for whom they are entitled to vote, and casting
the product for a single candidate or distributing the product among two or more
candidates.
2. A director elected by cumulative voting may be removed by the members without
cause if the requirements of section 504.808 are met unless the votes cast against
removal, or not consenting in writing to such removal, would be sufficient to elect
such director if voted cumulatively at an election at which the same total number
of votes were cast or, if such action is taken by written ballot, all memberships
entitled to vote were voted, and the entire number of directors authorized at the
time of the director's most recent election were then being elected.
3. Members shall not cumulatively vote if the directors and members are identical.
504.717 Other methods of electing directors.
A corporation may provide in its articles or bylaws for election of directors by
members or delegates on the basis of chapter or other organizational unit, by region
or other geographic unit, by preferential voting, or by any other reasonable method.
504.718 Corporation's acceptance of votes.
1. If the name signed on a vote, consent, waiver, or proxy appointment corresponds
to the name of a member, the corporation if acting in good faith is entitled to
accept the vote, consent, waiver, or proxy appointment and give it effect as the
act of the member.
2. If the name signed on a vote, consent, waiver, or proxy appointment does not
correspond to the record name of a member, the corporation if acting in good faith
is nevertheless entitled to accept the vote, consent, waiver, or proxy appointment
and give it effect as the act of the member if any of the following is applicable:
a. The member is an entity and the name signed purports to be that of an
officer or agent of the entity.
b. The name signed purports to be that of an attorney in fact of the member,
and if the corporation requests, evidence acceptable to the corporation of the signatory's
authority to sign for the member has been presented with respect to the vote, consent,
waiver, or proxy appointment.
c. Two or more persons hold the membership as cotenants or fiduciaries
and the name signed purports to be the name of at least one of the coholders and
the person signing appears to be acting on behalf of all the coholders.
d. In the case of a mutual benefit corporation:
(1) The name signed purports to be that of an administrator, executor, guardian,
or conservator representing the member, and if the corporation requests, evidence
of fiduciary status acceptable to the corporation has been presented with respect
to the vote, consent, waiver, or proxy appointment.
(2) The name signed purports to be that of a receiver or trustee in bankruptcy of
the member, and if the corporation requests, evidence of this status acceptable
to the corporation has been presented with respect to the vote, consent, waiver,
or proxy appointment.
3. The corporation is entitled to reject a vote, consent, waiver, or proxy appointment
if the secretary or other officer or agent authorized to tabulate votes, acting
in good faith, has reasonable basis for doubt about the validity of the signature
on it or about the signatory's authority to sign for the member.
4. The corporation and its officer or agent who accepts or rejects a vote, consent,
waiver, or proxy appointment in good faith and in accordance with the standards
of this section are not liable in damages to the member for the consequences of
the acceptance or rejection.
5. Corporate action based on the acceptance or rejection of a vote, consent, waiver,
or proxy appointment under this section is valid unless a court of competent jurisdiction
determines otherwise.
504.719 and 504.720 Reserved.
PART 3. VOTING AGREEMENTS
504.721 Voting agreements.
1. Two or more members of a corporation may provide for the manner in which they
will vote by signing an agreement for that purpose. For public benefit corporations,
such agreements must have a reasonable purpose not inconsistent with the corporation's
public or charitable purposes.
2. A voting agreement created under this section is specifically enforceable.
504.722 through 504.800 Reserved.
SUBCHAPTER VIII. DIRECTORS AND OFFICERS
PART 1. BOARD OF DIRECTORS
504.801 Requirement for and duties of board.
1. Each corporation must have a board of directors.
2. Except as otherwise provided in this subchapter* or subsection 3, all corporate
powers shall be exercised by or under the authority of, and the affairs of the corporation
managed under the direction of, its board.
3. The articles of incorporation may authorize a person or persons to exercise some
or all of the powers which would otherwise be exercised by a board. To the extent
so authorized, any such person or persons shall have the duties and responsibilities
of the directors, and the directors shall be relieved to that extent from such duties
and responsibilities.
504.802 Qualifications of directors.
All directors of a corporation must be individuals. The articles or bylaws may prescribe
other qualifications for directors.
504.803 Number of directors.
1. The board of directors of a corporation must consist of one or more individuals,
with the number specified in or fixed in accordance with the articles or bylaws.
2. The number of directors may be increased or decreased from time to time by amendment
to or in the manner prescribed in the articles or bylaws.
504.804 Election, designation, and appointment of directors.
1. If the corporation has members, all the directors, except the initial directors,
shall be elected at the first annual meeting of members, and at each annual meeting
thereafter, unless the articles or bylaws provide some other time or method of election,
or provide that some of the directors are appointed by some other person or designated.
2. If a corporation does not have members, all the directors, except the initial
directors, shall be elected, appointed, or designated as provided in the articles
or bylaws. If no method of designation or appointment is set forth in the articles
or bylaws, the directors other than the initial directors shall be elected by the
board.
504.805 Terms of directors generally.
1. The articles or bylaws of a corporation must specify the terms of directors.
Except for designated or appointed directors, and except as otherwise provided in
the articles or bylaws, the terms of directors shall not exceed five years. In the
absence of any term specified in the articles or bylaws, the term of each director
shall be one year. Directors may be elected for successive terms.
2. A decrease in the number or term of directors does not shorten an incumbent director's
term.
3. Except as provided in the articles or bylaws, both of the following apply:
a. The term of a director filling a vacancy in the office of a director
elected by members expires at the next election of directors by members.
b. The term of a director filling any other vacancy expires at the end
of the unexpired term which such director is filling.
4. Despite the expiration of a director's term, the director continues to serve
until the director's successor is elected, designated, or appointed, and qualifies,
or until there is a decrease in the number of directors.
504.806 Staggered terms for directors.
The articles or bylaws of a corporation may provide for staggering the terms of
directors by dividing the total number of directors into groups. The terms of the
several groups need not be uniform.
504.807 Resignation of directors.
1. A director of a corporation may resign at any time by delivering written notice
to the board of directors, its presiding officer, or the president or secretary.
2. A resignation is effective when the notice is effective unless the notice specifies
a later effective date. If a resignation is made effective at a later date, the
board may fill the pending vacancy before the effective date if the board provides
that the successor does not take office until the effective date.
504.808 Removal of directors elected by members or directors.
1. The members of a corporation may remove one or more directors elected by the
members without cause.
2. If a director is elected by a class, chapter, or other organizational unit or
by region or other geographic grouping, the director may be removed only by the
members of that class, chapter, unit, or grouping.
3. Except as provided in subsection 9, a director may be removed under subsection
1 or 2 only if the number of votes cast to remove the director would be sufficient
to elect the director at a meeting to elect directors.
4. If cumulative voting is authorized, a director shall not be removed if the number
of votes, or if the director was elected by a class, chapter, unit, or grouping
of members, the number of votes of that class, chapter, unit, or grouping, sufficient
to elect the director under cumulative voting is voted against the director's removal.
5. A director elected by members may be removed by the members only at a meeting
called for the purpose of removing the director and the meeting notice must state
that the purpose, or one of the purposes, of the meeting is the removal of the director.
6. For the purpose of computing whether a director is protected from removal under
subsections 2 through 4, it should be assumed that the votes against removal are
cast in an election for the number of directors of the group to which the director
to be removed belonged on the date of that director's election.
7. An entire board of directors may be removed under subsections 1 through 5.
8. A director elected by the board may be removed without cause by the vote of two-thirds
of the directors then in office or such greater number as is set forth in the articles
or bylaws. However, a director elected by the board to fill the vacancy of a director
elected by the members may be removed without cause by the members, but not by the
board.
9. If at the beginning of a director's term on the board the articles or bylaws
provide that a director may be removed for missing a specified number of board meetings,
the board may remove the director for failing to attend the specified number of
meetings. The director may be removed only if a majority of the directors then in
office votes for the removal.
10. The articles or bylaws of a religious corporation may do both of the following:
a. Limit the application of this section.
b. Set forth the vote and procedures by which the board or any person may
remove with or without cause a director elected by the members or the board.
504.809 Removal of designated or appointed directors.
1. A designated director of a corporation may be removed by an amendment to the
articles or bylaws deleting or changing the designation.
2. a. Except as otherwise provided in the articles or bylaws, an appointed
director may be removed without cause by the person appointing the director.
b. The person removing the appointed director shall do so by giving written
notice of the removal to the director and either the presiding officer of the board
or the corporation's president or secretary.
c. A removal of an appointed director is effective when the notice is effective
unless the notice specifies a future effective date.
504.810 Removal of directors by judicial proceeding.
1. The district court of the county where a corporation's principal office is located
or if there is no principal office located in this state, where the registered office
is located, may remove a director of the corporation from office in a proceeding
commenced by or in the right of the corporation by a member or director if the court
finds both of the following apply:
a. A director engaged in fraudulent conduct with respect to the corporation
or its members, grossly abused the position of director, or intentionally inflicted
harm on the corporation.
b. Upon consideration of the director's course of conduct and the inadequacy
of other available remedies, the court determines that removal is in the best interest
of the corporation.
2. A member or a director who proceeds by or in the right of a corporation pursuant
to subsection 1 shall comply with all of the requirements of section 504.631 and
sections 504.633 through 504.638.
3. The court, in addition to removing a director, may bar the director from serving
on the board for a period of time prescribed by the court.
4. This section does not limit the equitable powers of the court to order other
relief that the court determines is appropriate.
5. The articles or bylaws of a religious corporation may limit or prohibit the application
of this section.
504.811 Vacancy on board.
1. Unless the articles or bylaws of a corporation provide otherwise, and except
as provided in subsections 2 and 3, if a vacancy occurs on the board of directors,
including a vacancy resulting from an increase in the number of directors, any of
the following may occur:
a. The members, if any, may fill the vacancy. If the vacant office was
held by a director elected by a class, chapter, or other organizational unit or
by region or other geographic grouping, only members of the class, chapter, unit,
or grouping are entitled to vote to fill the vacancy if it is filled by the members.
b. The board of directors may fill the vacancy.
c. If the directors remaining in office constitute fewer than a quorum
of the board, they may fill the vacancy by the affirmative vote of a majority of
all the directors remaining in office.
2. Unless the articles or bylaws provide otherwise, if a vacant office was held
by an appointed director, only the person who appointed the director may fill the
vacancy.
3. If a vacant office was held by a designated director, the vacancy shall be filled
as provided in the articles or bylaws. In the absence of an applicable article or
bylaw provision, the vacancy shall be filled by the board.
4. A vacancy that will occur at a specific later date by reason of a resignation
effective at a later date under section 504.807, subsection 2, or otherwise, may
be filled before the vacancy occurs, but the new director shall not take office
until the vacancy occurs.
504.812 Compensation of directors.
Unless the articles or bylaws of a corporation provide otherwise, a board of directors
may fix the compensation of directors.
504.813 through 504.820 Reserved.
PART 2. MEETINGS AND ACTION OF THE BOARD
504.821 Regular and special meetings.
1. If the time and place of a directors' meeting is fixed by the bylaws or the board,
the meeting is a regular meeting. All other meetings are special meetings.
2. A board of directors may hold regular or special meetings in or out of this state.
3. Unless the articles or bylaws provide otherwise, a board may permit any or all
directors to participate in a regular or special meeting by, or conduct the meeting
through the use of, any means of communication by which all directors participating
may simultaneously hear each other during the meeting. A director participating
in a meeting by this means is deemed to be present in person at the meeting.
504.822 Action without meeting.
1. Except to the extent the articles or bylaws of a corporation require that action
by the board of directors be taken at a meeting, action required or permitted by
this chapter to be taken by the board of directors may be taken without a meeting
if each director signs a consent describing the action to be taken and delivers
it to the corporation.
2. Action taken under this section is the act of the board of directors when one
or more consents signed by all the directors are delivered to the corporation. The
consent may specify the time at which the action taken is to be effective. A director's
consent may be withdrawn by revocation signed by the director and delivered to the
corporation prior to the delivery to the corporation of unrevoked written consents
signed by all of the directors.
3. A consent signed under this section has the effect of action taken at a meeting
of the board of directors and may be described as such in any document.
504.823 Call and notice of meetings.
1. Unless the articles or bylaws of a corporation, or subsection 3, provide otherwise,
regular meetings of the board may be held without notice.
2. Unless the articles, bylaws, or subsection 3 provide otherwise, special meetings
of the board must be preceded by at least two days' notice to each director of the
date, time, and place, but not the purpose, of the meeting.
3. In corporations without members, any board action to remove a director or to
approve a matter which would require approval by the members if the corporation
had members shall not be valid unless each director is given at least seven days'
written notice that the matter will be voted upon at a directors' meeting or unless
notice is waived pursuant to section 504.824.
4. Unless the articles or bylaws provide otherwise, the presiding officer of the
board, the president, or twenty percent of the directors then in office may call
and give notice of a meeting of the board.
504.824 Waiver of notice.
1. A director may at any time waive any notice required by this chapter, the articles,
or bylaws. Except as provided in subsection 2, the waiver must be in writing, signed
by the director entitled to the notice, and filed with the minutes or the corporate
records.
2. A director's attendance at or participation in a meeting waives any required
notice of the meeting unless the director, upon arriving at the meeting or prior
to the vote on a matter not noticed in conformity with this chapter, the articles,
or bylaws, objects to lack of notice and does not thereafter vote for or assent
to the objected-to action.
504.825 Quorum and voting.
1. Except as otherwise provided in this chapter, or the articles or bylaws of a
corporation, a quorum of a board of directors consists of a majority of the directors
in office immediately before a meeting begins. The articles or bylaws shall not
authorize a quorum of fewer than one-third of the number of directors in office.
2. If a quorum is present when a vote is taken, the affirmative vote of a majority
of directors present is the act of the board unless this chapter, the articles,
or bylaws require the vote of a greater number of directors.
504.826 Committees of the board.
1. Unless prohibited or limited by the articles or bylaws of a corporation, the
board of directors may create one or more committees of the board and appoint members
of the board to serve on them. Each committee shall have two or more directors,
who serve at the pleasure of the board.
2. The creation of a committee and appointment of members to it must be approved
by the greater of either of the following:
a. A majority of all the directors in office when the action is taken.
b. The number of directors required by the articles or bylaws to take action
under section 504.825.
3. Sections 504.821 through 504.825, which govern meetings, action without meetings,
notice and waiver of notice, and quorum and voting requirements of the board, apply
to committees of the board and their members as well.
4. To the extent specified by the board of directors or in the articles or bylaws,
each committee of the board may exercise the board's authority under section 504.801.
5. A committee of the board shall not, however, do any of the following:
a. Authorize distributions.
b. Approve or recommend to members dissolution, merger, or the sale, pledge,
or transfer of all or substantially all of the corporation's assets.
c. Elect, appoint, or remove directors or fill vacancies on the board or
on any of its committees.
d. Adopt, amend, or repeal the articles or bylaws.
6. The creation of, delegation of authority to, or action by a committee does not
alone constitute compliance by a director with the standards of conduct described
in section 504.831.
504.827 through 504.830 Reserved.
PART 3. STANDARDS OF CONDUCT
504.831 General standards for directors.
1. Each member of the board of directors of a corporation, when discharging the
duties of a director, shall act in conformity with all of the following:
a. In good faith.
b. In a manner the director reasonably believes to be in the best interests
of the corporation.
2. The members of the board of directors or a committee of the board, when becoming
informed in connection with their decision-making functions, shall discharge their
duties with the care that a person in a like position would reasonably believe appropriate
under similar circumstances.
3. In discharging board or committee duties, a director who does not have knowledge
that makes reliance unwarranted is entitled to rely on the performance by any of
the persons specified in subsection 5, paragraph "a", to whom
the board may have delegated, formally or informally by course of conduct, the authority
or duty to perform one or more of the board's functions that are delegable under
applicable law.
4. In discharging board or committee duties, a director is entitled to rely on information,
opinions, reports, or statements, including financial statements and other financial
data, if prepared or presented by any of the persons specified in subsection 5.
5. A director is entitled to rely, in accordance with subsection 3 or 4, on any
of the following:
a. One or more officers or employees of the corporation whom the director
reasonably believes to be reliable and competent in the functions performed or the
information, opinions, reports, or statements provided by the officer or employee.
b. Legal counsel, public accountants, or other persons as to matters involving
skills or expertise the director reasonably believes are either of the following:
(1) Matters within the particular person's professional or expert competence.
(2) Matters as to which the particular person merits confidence.
c. A committee of the board of which the director is not a member, as to
matters within its jurisdiction, if the director reasonably believes the committee
merits confidence.
d. In the case of religious corporations, religious authorities and ministers,
priests, rabbis, or other persons whose position or duties in the religious organization
the director believes justify reliance and confidence and whom the director believes
to be reliable and competent in the matters presented.
6. A director shall not be deemed to be a trustee with respect to the corporation
or with respect to any property held or administered by the corporation, including
without limit, property that may be subject to restrictions imposed by the donor
or transferor of such property.
504.832 Standards of liability for directors.
1. A director shall not be liable to the corporation or its members for any decision
to take or not to take action, or any failure to take any action, as director, unless
the party asserting liability in a proceeding establishes both of the following:
a. That section 504.202, subsection 2, paragraph "d",
or section 504.901 or the protection afforded by section 504.833, if interposed
as a bar to the proceeding by the director, does not preclude liability.
b. That the challenged conduct consisted or was the result of one of the
following:
(1) Action not in good faith.
(2) A decision that satisfies one of the following:
(a) That the director did not reasonably believe to be in the best interests of
the corporation.
(b) As to which the director was not informed to an extent the director reasonably
believed appropriate in the circumstances.
(3) A lack of objectivity due to the director's familial, financial, or business
relationship with, or lack of independence due to the director's domination or control
by, another person having a material interest in the challenged conduct which also
meets both of the following criteria:
(a) Which relationship or which domination or control could reasonably be expected
to have affected the director's judgment respecting the challenged conduct in a
manner adverse to the corporation.
(b) After a reasonable expectation to such effect has been established, the director
shall not have established that the challenged conduct was reasonably believed by
the director to be in the best interests of the corporation.
(4) A sustained failure of the director to devote attention to ongoing oversight
of the business and affairs of the corporation, or a failure to devote timely attention,
by making, or causing to be made, appropriate inquiry, when particular facts and
circumstances of significant concern materialize that would alert a reasonably attentive
director to the need therefor.
(5) Receipt of a financial benefit to which the director was not entitled or any
other breach of the director's duties to deal fairly with the corporation and its
members that is actionable under applicable law.
2. a. A party seeking to hold a director liable for money damages shall
also have the burden of establishing both of the following:
(1) That harm to the corporation or its members has been suffered.
(2) The harm suffered was proximately caused by the director's challenged conduct.
b. A party seeking to hold a director liable for other money payment under
a legal remedy, such as compensation for the unauthorized use of corporate assets,
shall also have whatever burden of persuasion that may be called for to establish
that the payment sought is appropriate in the circumstances.
c. A party seeking to hold a director liable for other money payment under
an equitable remedy, such as profit recovery by or disgorgement to the corporation,
shall also have whatever burden of persuasion that may be called for to establish
that the equitable remedy sought is appropriate in the circumstances.
3. This section shall not do any of the following:
a. In any instance where fairness is at issue, such as consideration of
the fairness of a transaction to the corporation under section 504.833, alter the
burden of proving the fact or lack of fairness otherwise applicable.
b. Alter the fact or lack of liability of a director under another section
of this chapter, such as the provisions governing the consequences of a transactional
interest under section 504.833 or an unlawful distribution under section 504.835.
c. Affect any rights to which the corporation or a member may be entitled
under another statute of this state or the United States.
504.833 Director conflict of interest.
1. A conflict of interest transaction is a transaction with the corporation in which
a director of the corporation has a direct or indirect interest. A conflict of interest
transaction is not voidable by the corporation on the basis of the director's interest
in the transaction if the transaction was fair at the time it was entered into or
is approved as provided in subsection 2.
2. A transaction in which a director of a corporation has a conflict of interest
may be approved if either of the following occurs:
a. The material facts of the transaction and the director's interest were
disclosed or known to the board of directors or a committee of the board and the
board or committee of the board authorized, approved, or ratified the transaction.
b. The material facts of the transaction and the director's interest were
disclosed or known to the members and they authorized, approved, or ratified the
transaction.
3. For the purposes of this section, a director of the corporation has an indirect
interest in a transaction under either of the following circumstances:
a. If another entity in which the director has a material interest or in
which the director is a general partner is a party to the transaction.
b. If another entity of which the director is a director, officer, or trustee
is a party to the transaction.
4. For purposes of subsection 2, a conflict of interest transaction is authorized,
approved, or ratified if it receives the affirmative vote of a majority of the directors
on the board or on a committee of the board who have no direct or indirect interest
in the transaction, but a transaction shall not be authorized, approved, or ratified
under this section by a single director. If a majority of the directors on the board
who have no direct or indirect interest in the transaction vote to authorize, approve,
or ratify the transaction, a quorum is present for the purpose of taking action
under this section. The presence of, or a vote cast by, a director with a direct
or indirect interest in the transaction does not affect the validity of any action
taken under subsection 2, paragraph "a", if the transaction is
otherwise approved as provided in subsection 2.
5. For purposes of subsection 2, paragraph "b", a conflict of
interest transaction is authorized, approved, or ratified by the members if it receives
a majority of the votes entitled to be counted under this subsection. Votes cast
by or voted under the control of a director who has a direct or indirect interest
in the transaction, and votes cast by or voted under the control of an entity described
in subsection 3, paragraph "a", shall not be counted in a vote
of members to determine whether to authorize, approve, or ratify a conflict of interest
transaction under subsection 2, paragraph "b". The vote of these
members, however, is counted in determining whether the transaction is approved
under other sections of this chapter. A majority of the voting power, whether or
not present, that is entitled to be counted in a vote on the transaction under this
subsection constitutes a quorum for the purpose of taking action under this section.
6. The articles, bylaws, or a resolution of the board may impose additional requirements
on conflict of interest transactions.
504.834 Loans to or guarantees for directors and officers.
1. A corporation shall not lend money to or guarantee the obligation of a director
or officer of the corporation.
2. The fact that a loan or guarantee is made in violation of this section does not
affect the borrower's liability on the loan.
504.835 Liability for unlawful distributions.
1. Unless a director complies with the applicable standards of conduct described
in section 504.831, a director who votes for or assents to a distribution made in
violation of this chapter is personally liable to the corporation for the amount
of the distribution that exceeds what could have been distributed without violating
this chapter.
2. A director held liable for an unlawful distribution under subsection 1 is entitled
to contribution from both of the following:
a. Every other director who voted for or assented to the distribution without
complying with the applicable standards of conduct described in section 504.831.
b. Each person who received an unlawful distribution for the amount of
the distribution whether or not the person receiving the distribution knew it was
made in violation of this chapter.
504.836 through 504.840 Reserved.
PART 4. OFFICERS
504.841 Required officers.
1. Unless otherwise provided in the articles or bylaws of a corporation, a corporation
shall have a president, a secretary, a treasurer, and such other officers as are
appointed by the board. An officer may appoint one or more officers if authorized
by the bylaws or the board of directors.
2. The bylaws or the board shall delegate to one of the officers responsibility
for preparing minutes of the directors' and members' meetings and for authenticating
records of the corporation.
3. The same individual may simultaneously hold more than one office in a corporation.
504.842 Duties and authority of officers.
Each officer of a corporation has the authority and shall perform the duties set
forth in the bylaws or, to the extent consistent with the bylaws, the duties and
authority prescribed in a resolution of the board or by direction of an officer
authorized by the board to prescribe the duties and authority of other officers.
504.843 Standards of conduct for officers.
1. An officer, when performing in such capacity, shall act in conformity with all
of the following:
a. In good faith.
b. With the care that a person in a like position would reasonably exercise
under similar circumstances.
c. In a manner the officer reasonably believes to be in the best interests
of the corporation and its members, if any.
2. In discharging the officer's duties, an officer who does not have knowledge that
makes reliance unwarranted is entitled to rely on any of the following:
a. The performance of properly delegated responsibilities by one or more
employees of the corporation whom the officer reasonably believes to be reliable
and competent in performing the responsibilities delegated.
b. Information, opinions, reports, or statements, including financial statements
and other financial data, prepared or presented by one or more officers or employees
of the corporation whom the officer reasonably believes to be reliable and competent
in the matters presented.
c. Legal counsel, public accountants, or other persons retained by the
corporation as to matters involving the skills or expertise the officer reasonably
believes are within the person's professional or expert competence, or as to which
the particular person merits confidence.
d. In the case of religious corporations, religious authorities and ministers,
priests, rabbis, or other persons whose position or duties in the religious organization
the officer believes justify reliance and confidence and whom the officer believes
to be reliable and competent in the matters presented.
3. An officer shall not be liable as an officer to the corporation or its members
for any decision to take or not to take action, or any failure to take any action,
if the duties of the officer are performed in compliance with this section. Whether
an officer who does not comply with this section shall have liability will depend
in such instance on applicable law, including those principles of sections 504.832
and 504.901 that have relevance.
504.844 Resignation and removal of officers.
1. An officer of a corporation may resign at any time by delivering notice to the
corporation. A resignation is effective when the notice is effective unless the
notice specifies a future effective time. If a resignation is made effective at
a future time and the board or appointing officer accepts the future effective time,
its board or appointing officer may fill the pending vacancy before the effective
time if the board or appointing officer provides that the successor does not take
office until the effective time.
2. An officer may be removed at any time with or without cause by any of the following:
a. The board of directors.
b. The officer who appointed such officer, unless the bylaws or the board
of directors provide otherwise.
c. Any other officer if authorized by the bylaws or the board of directors.
d. In this section, "appointing officer" means the officer,
including any successor to that officer, who appointed the officer resigning or
being removed.
504.845 Contract rights of officers.
1. The appointment of an officer of a corporation does not itself create contract
rights.
2. An officer's removal does not affect the officer's contract rights, if any, with
the corporation. An officer's resignation does not affect the corporation's contract
rights, if any, with the officer.
504.846 Officers' authority to execute documents.
1. A contract or other instrument in writing executed or entered into between a
corporation and any other person is not invalidated as to the corporation by any
lack of authority of the signing officers in the absence of actual knowledge on
the part of the other person that the signing officers had no authority to execute
the contract or other instrument if it is signed by any two officers in category
1 or by one officer in category 1 and one officer in category 2 as set out in subsection
2.
2. a. Category 1 officers include the presiding officer of the board and
the president.
b. Category 2 officers include a vice president and the secretary, treasurer,
and executive director.
504.847 through 504.850 Reserved.
PART 5. INDEMNIFICATION
504.851 Definitions.
As used in this part, unless the context otherwise requires:
1. "Corporation" includes any domestic or foreign predecessor
entity of a corporation in a merger.
2. "Director" or "officer" means an individual
who is or was a director or officer of a corporation or an individual who, while
a director or officer of a corporation, is or was serving at the corporation's request
as a director, officer, partner, trustee, employee, or agent of another foreign
or domestic business or nonprofit corporation, partnership, joint venture, trust,
employee benefit plan, or other entity. A "director" or "officer"
is considered to be serving an employee benefit plan at the corporation's request
if the director's or officer's duties to the corporation also impose duties on,
or otherwise involve services by, the director or officer to the plan or to participants
in or beneficiaries of the plan. "Director" or "officer"
includes, unless the context otherwise requires, the estate or personal representative
of a director or officer.
3. "Disinterested director" means a director who at the time
of a vote referred to in section 504.854, subsection 3, or a vote or selection referred
to in section 504.856, subsection 2 or 3, is not either of the following:
a. A party to the proceeding.
b. An individual having a familial, financial, professional, or employment
relationship with the director whose indemnification or advance for expenses is
the subject of the decision being made, which relationship would, in the circumstances,
reasonably be expected to exert an influence on the director's judgment when voting
on the decision being made.
4. "Expenses" includes attorney fees.
5. "Liability" means the obligation to pay a judgment, settlement,
penalty, or fine including an excise tax assessed with respect to an employee benefit
plan, or reasonable expenses actually incurred with respect to a proceeding.
6. "Official capacity" means either of the following:
a. When used with respect to a director, the office of director in a corporation.
b. When used with respect to an officer, as contemplated in section 504.857,
the office in a corporation held by the officer. "Official capacity"
does not include service for any other foreign or domestic business or nonprofit
corporation or any partnership, joint venture, trust, employee benefit plan, or
other entity.
7. "Party" means an individual who was, is, or is threatened
to be made a defendant or respondent in a proceeding.
8. "Proceeding" means any threatened, pending, or completed action,
suit, or proceeding whether civil, criminal, administrative, or investigative and
whether formal or informal.
504.852 Permissible indemnification.
1. Except as otherwise provided in this section, a corporation may indemnify an
individual who is a party to a proceeding because the individual is a director against
liability incurred in the proceeding if all of the following apply:
a. The individual acted in good faith.
b. The individual reasonably believed either of the following:
(1) In the case of conduct in the individual's official capacity, that the individual's
conduct was in the best interests of the corporation.
(2) In all other cases, that the individual's conduct was at least not opposed to
the best interests of the corporation.
c. In the case of any criminal proceeding, the individual had no reasonable
cause to believe the individual's conduct was unlawful.
d. The individual engaged in conduct for which broader indemnification
has been made permissible or obligatory under a provision of the articles of incorporation
as authorized by section 504.202, subsection 2, paragraph "e".
2. A director's conduct with respect to an employee benefit plan for a purpose the
director reasonably believed to be in the interests of the participants in and beneficiaries
of the plan is conduct that satisfies the requirements of subsection 1, paragraph
"b", subparagraph (2).
3. The termination of a proceeding by judgment, order, settlement, conviction, or
upon a plea of nolo contendere or its equivalent is not, of itself, determinative
that the director did not meet the relevant standard of conduct described in this
section.
4. Unless ordered by a court under section 504.855, subsection 1, paragraph "b",
a corporation shall not indemnify a director under this section under either of
the following circumstances:
a. In connection with a proceeding by or in the right of the corporation,
except for reasonable expenses incurred in connection with the proceeding if it
is determined that the director has met the relevant standard of conduct under subsection
1.
b. In connection with any proceeding with respect to conduct for which
the director was adjudged liable on the basis that the director received a financial
benefit to which the director was not entitled, whether or not involving action
in the director's official capacity.
504.853 Mandatory indemnification.
A corporation shall indemnify a director who was wholly successful, on the merits
or otherwise, in the defense of any proceeding to which the director was a party
because the director is or was a director of the corporation against reasonable
expenses actually incurred by the director in connection with the proceeding.
504.854 Advance for expenses.
1. A corporation may, before final disposition of a proceeding, advance funds to
pay for or reimburse the reasonable expenses incurred by a director who is a party
to a proceeding because the person is a director if the person delivers all of the
following to the corporation:
a. A written affirmation of the director's good faith belief that the director
has met the relevant standard of conduct described in section 504.852 or that the
proceeding involved conduct for which liability has been eliminated under a provision
of the articles of incorporation as authorized by section 504.202, subsection 2,
paragraph "d".
b. The director's written undertaking to repay any funds advanced if the
director is not entitled to mandatory indemnification under section 504.853 and
it is ultimately determined under section 504.855 or 504.856 that the director has
not met the relevant standard of conduct described in section 504.852.
2. The undertaking required by subsection 1, paragraph "b", must
be an unlimited general obligation of the director but need not be secured and may
be accepted without reference to the financial ability of the director to make repayment.
3. Authorizations under this section shall be made according to one of the following:
a. By the board of directors as follows:
(1) If there are two or more disinterested directors, by a majority vote of all
the disinterested directors, a majority of whom shall for such purpose constitute
a quorum, or by a majority of the members of a committee of two or more disinterested
directors appointed by such vote.
(2) If there are fewer than two disinterested directors, by the vote necessary for
action by the board in accordance with section 504.825, subsection 2, in which authorization
directors who do not qualify as disinterested directors may participate.
b. By the members, but the director, who at the time does not qualify as
a disinterested director, shall not vote as a member or on behalf of a member.
504.855 Court-ordered indemnification.
1. A director who is a party to a proceeding because the person is a director may
apply for indemnification or an advance for expenses to the court conducting the
proceeding or to another court of competent jurisdiction. After receipt of an application,
and after giving any notice the court considers necessary, the court shall do one
of the following:
a. Order indemnification if the court determines that the director is entitled
to mandatory indemnification under section 504.853.
b. Order indemnification or advance for expenses if the court determines
that the director is entitled to indemnification or advance for expenses pursuant
to a provision authorized by section 504.859, subsection 1.
c. Order indemnification or advance for expenses if the court determines,
in view of all the relevant circumstances, that it is fair and reasonable to do
one of the following:
(1) To indemnify the director.
(2) To indemnify or advance expenses to the director, even if the director has not
met the relevant standard of conduct set forth in section 504.852, subsection 1,
failed to comply with section 504.854, or was adjudged liable in a proceeding referred
to in section 504.852, subsection 4, paragraph "a" or "b",
but if the director was adjudged so liable the director's indemnification shall
be limited to reasonable expenses incurred in connection with the proceeding.
2. If the court determines that the director is entitled to indemnification under
subsection 1, paragraph "a", or to indemnification or advance
for expenses under subsection 1, paragraph "b", it shall also
order the corporation to pay the director's reasonable expenses incurred in connection
with obtaining court-ordered indemnification or advance for expenses. If the court
determines that the director is entitled to indemnification or advance for expenses
under subsection 1, paragraph "c", it may also order the corporation
to pay the director's reasonable expenses to obtain court-ordered indemnification
or advance for expenses.
504.856 Determination and authorization of indemnification.
1. A corporation shall not indemnify a director under section 504.852 unless authorized
for a specific proceeding after a determination has been made that indemnification
of the director is permissible because the director has met the standard of conduct
set forth in section 504.852.
2. The determination shall be made by any of the following:
a. If there are two or more disinterested directors, by the board of directors
by a majority vote of all the disinterested directors, a majority of whom shall
for such purpose constitute a quorum, or by a majority of the members of a committee
of two or more disinterested directors appointed by such vote.
b. By special legal counsel under one of the following circumstances:
(1) Selected in the manner prescribed in paragraph "a".
(2) If there are fewer than two disinterested directors, selected by the board in
which selection directors who do not qualify as disinterested directors may participate.
c. By the members of a corporation, but directors who are at the time parties
to the proceeding shall not vote on the determination.
3. Authorization of indemnification shall be made in the same manner as the determination
that indemnification is permissible, except that if there are fewer than two disinterested
directors or if the determination is made by special legal counsel, authorization
of indemnification shall be made by those entitled under subsection 2, paragraph
"b", to select special legal counsel.
504.857 Indemnification of officers.
1. A corporation may indemnify and advance expenses under this part to an officer
of the corporation who is a party to a proceeding because the person is an officer,
according to all of the following:
a. To the same extent as to a director.
b. If the person is an officer but not a director, to such further extent
as may be provided by the articles of incorporation, the bylaws, a resolution of
the board of directors, or contract, except for either of the following:
(1) Liability in connection with a proceeding by or in the right of the corporation
other than for reasonable expenses incurred in connection with the proceeding.
(2) Liability arising out of conduct that constitutes any of the following:
(a) Receipt by the officer of a financial benefit to which the officer is not entitled.
(b) An intentional infliction of harm on the corporation or the members.
(c) An intentional violation of criminal law.
2. The provisions of subsection 1, paragraph "b", shall apply
to an officer who is also a director if the basis on which the officer is made a
party to a proceeding is an act or omission solely as an officer.
3. An officer of a corporation who is not a director is entitled to mandatory indemnification
under section 504.853, and may apply to a court under section 504.855 for indemnification
or an advance for expenses, in each case to the same extent to which a director
may be entitled to indemnification or advance for expenses under those provisions.
504.858 Insurance.
A corporation may purchase and maintain insurance on behalf of an individual who
is a director or officer of the corporation, or who, while a director or officer
of the corporation, serves at the request of the corporation as a director, officer,
partner, trustee, employee, or agent of another domestic business or nonprofit corporation,
partnership, joint venture, trust, employee benefit plan, or other entity, against
liability asserted against or incurred by the individual in that capacity or arising
from the individual's status as a director or officer, whether or not the corporation
would have power to indemnify or advance expenses to that individual against the
same liability under this part.
504.859 Application of part.
1. A corporation may, by a provision in its articles of incorporation or bylaws
or in a resolution adopted or a contract approved by its board of directors or members,
obligate itself in advance of the act or omission giving rise to a proceeding to
provide indemnification in accordance with section 504.852 or advance funds to pay
for or reimburse expenses in accordance with section 504.854. Any such obligatory
provision shall be deemed to satisfy the requirements for authorization referred
to in section 504.854, subsection 3, and in section 504.856, subsection 2 or 3.
Any such provision that obligates the corporation to provide indemnification to
the fullest extent permitted by law shall be deemed to obligate the corporation
to advance funds to pay for or reimburse expenses in accordance with section 504.854
to the fullest extent permitted by law, unless the provision specifically provides
otherwise.
2. Any provision pursuant to subsection 1 shall not obligate the corporation to
indemnify or advance expenses to a director of a predecessor of the corporation,
pertaining to conduct with respect to the predecessor, unless otherwise specifically
provided. Any provision for indemnification or advance for expenses in the articles
of incorporation, bylaws, or a resolution of the board of directors or members of
a predecessor of the corporation in a merger or in a contract to which the predecessor
is a party, existing at the time the merger takes effect, shall be governed by section
504.1104.
3. A corporation may, by a provision in its articles of incorporation, limit any
of the rights to indemnification or advance for expenses created by or pursuant
to this part.
4. This part does not limit a corporation's power to pay or reimburse expenses incurred
by a director or an officer in connection with the director's or officer's appearance
as a witness in a proceeding at a time when the director or officer is not a party.
5. This part does not limit a corporation's power to indemnify, advance expenses
to, or provide or maintain insurance on behalf of an employee or agent.
504.860 Exclusivity of part.
A corporation may provide indemnification or advance expenses to a director or an
officer only as permitted by this part.
504.861 through 504.900 Reserved.
SUBCHAPTER IX. PERSONAL LIABILITY
504.901 Personal liability.
Except as otherwise provided in this chapter, a director, officer, employee, or
member of a corporation is not liable for the corporation's debts or obligations
and a director, officer, member, or other volunteer is not personally liable in
that capacity to any person for any action taken or failure to take any action in
the discharge of the person's duties except liability for any of the following:
1. The amount of any financial benefit to which the person is not entitled.
2. An intentional infliction of harm on the corporation or the members.
3. A violation of section 504.835.
4. An intentional violation of criminal law.
504.902 through 504.1000 Reserved.
SUBCHAPTER X. AMENDMENT OF ARTICLES OF INCORPORATION AND BYLAWS
PART 1. ARTICLES OF INCORPORATION
504.1001 Authority to amend.
A corporation may amend its articles of incorporation at any time to add or change
a provision that is required or permitted in the articles or to delete a provision
not required in the articles. Whether a provision is required or permitted in the
articles is determined as of the effective date of the amendment.
504.1002 Amendment by directors.
1. Unless the articles provide otherwise, a corporation's board of directors may
adopt one or more amendments to the corporation's articles without member approval
to do any of the following:
a. Extend the duration of the corporation if it was incorporated at a time
when limited duration was required by law.
b. Delete the names and addresses of the initial directors.
c. Delete the name and address of the initial registered agent or registered
office, if a statement of change is on file with the secretary of state.
d. Change the corporate name by substituting the word "corporation",
"incorporated", "company", "limited", or the abbreviation
"corp.", "inc.", "co.", or "ltd.", for a
similar word or abbreviation in the name, or by adding, deleting, or changing a
geographical attribution to the name.
e. Make any other change expressly permitted by this subchapter to be made
by director action.
2. If a corporation has no members, its incorporators, until directors have been
chosen, and thereafter its board of directors, may adopt one or more amendments
to the corporation's articles subject to any approval required pursuant to section
504.1031. The corporation shall provide notice of any meeting at which an amendment
is to be voted upon. The notice shall be in accordance with section 504.823, subsection
3. The notice must also state that the purpose, or one of the purposes, of the meeting
is to consider a proposed amendment to the articles and contain or be accompanied
by a copy or summary of the amendment or state the general nature of the amendment.
The amendment must be approved by a majority of the directors in office at the time
the amendment is adopted.
504.1003 Amendment by directors and members.
1. Unless this chapter, the articles or bylaws of a corporation, the members acting
pursuant to subsection 2, or the board of directors acting pursuant to subsection
3 require a greater vote or voting by class, or unless the articles or bylaws impose
other requirements, an amendment to the corporation's articles must be approved
by all of the following to be adopted:
a. The board if the corporation is a public benefit or religious corporation
and the amendment does not relate to the number of directors, the composition of
the board, the term of office of directors, or the method or way in which directors
are elected or selected.
b. Except as provided in section 504.1002, subsection 1, by the members
by two-thirds of the votes cast by the members or a majority of the members' voting
power that could be cast, whichever is less.
c. In writing by any person or persons whose approval is required by a
provision of the articles authorized by section 504.1031.
2. The members may condition the adoption of an amendment on receipt of a higher
percentage of affirmative votes or on any other basis.
3. If the board initiates an amendment to the articles or board approval is required
by subsection 1 to adopt an amendment to the articles, the board may condition the
amendment's adoption on receipt of a higher percentage of affirmative votes or any
other basis.
4. If the board or the members seek to have the amendment approved by the members
at a membership meeting, the corporation shall give notice to its members of the
proposed membership meeting in writing in accordance with section 504.705. The notice
must state that the purpose, or one of the purposes, of the meeting is to consider
the proposed amendment and contain or be accompanied by a copy or summary of the
amendment.
5. If the board or the members seek to have the amendment approved by the members
by written consent or written ballot, the material soliciting the approval shall
contain or be accompanied by a copy or summary of the amendment.
504.1004 Class voting by members on amendments.
1. Unless the articles or bylaws of the corporation provide otherwise, the members
of a class in a public benefit corporation are entitled to vote as a class on a
proposed amendment to the articles if the amendment would change the rights of that
class as to voting in a manner different than such amendment affects another class
or members of another class.
2. Unless the articles or bylaws of the corporation provide otherwise, the members
of a class in a mutual benefit corporation are entitled to vote as a class on a
proposed amendment to the articles if the amendment would do any of the following:
a. Affect the rights, privileges, preferences, restrictions, or conditions
of that class as to voting, dissolution, redemption, or transfer of memberships
in a manner different than such amendment would affect another class.
504.1005 Articles of amendment.
A corporation amending its articles shall deliver to the secretary of state articles
of amendment setting forth:
1. The name of the corporation.
2. The text of each amendment adopted.
3. The date of each amendment's adoption.
4. If approval by members was not required, a statement to that effect and a statement
that the amendment was approved by a sufficient vote of the board of directors or
incorporators.
5. If approval by members was required, both of the following:
a. The designation, number of memberships outstanding, number of votes
entitled to be cast by each class entitled to vote separately on the amendment,
and number of votes of each class indisputably voting on the amendment.
b. Either the total number of votes cast for and against the amendment
by each class entitled to vote separately on the amendment or the total number of
undisputed votes cast for the amendment by each class and a statement that the number
of votes cast for the amendment by each class was sufficient for approval by that
class.
6. If approval of the amendment by some person or persons other than the members,
the board, or the incorporators is required pursuant to section 504.1031, a statement
that the approval was obtained.
b. Change the rights, privileges, preferences, restrictions, or conditions
of that class as to voting, dissolution, redemption, or transfer by changing the
rights, privileges, preferences, restrictions, or conditions of another class.
c. Increase or decrease the number of memberships authorized for that class.
d. Increase the number of memberships authorized for another class.
e. Effect an exchange, reclassification, or termination of the memberships
of that class.
f. Authorize a new class of memberships.
3. The members of a class of a religious corporation are entitled to vote as a class
on a proposed amendment to the articles only if a class vote is provided for in
the articles or bylaws.
4. Unless the articles or bylaws of the corporation provide otherwise, if a class
is to be divided into two or more classes as a result of an amendment to the articles
of a public benefit or mutual benefit corporation, the amendment must be approved
by the members of each class that would be created by the amendment.
5. Except as provided in the articles or bylaws of a religious corporation, if a
class vote is required to approve an amendment to the articles of the corporation,
the amendment must be approved by the members of the class by two-thirds of the
votes cast by the class or a majority of the voting power of the class, whichever
is less.
504.1006 Restated articles of incorporation.
1. A corporation's board of directors may restate the corporation's articles of
incorporation at any time with or without approval by members or any other person.
2. The restatement may include one or more amendments to the articles. If the restatement
includes an amendment requiring approval by the members or any other person, it
must be adopted as provided in section 504.1003.
3. If the restatement includes an amendment requiring approval by members, the board
must submit the restatement to the members for their approval.
4. If the board seeks to have the restatement approved by the members at a membership
meeting, the corporation shall notify each of its members of the proposed membership
meeting in writing in accordance with section 504.705. The notice must also state
that the purpose, or one of the purposes, of the meeting is to consider the proposed
restatement and must contain or be accompanied by a copy or summary of the restatement
that identifies any amendments or other changes the restatement would make in the
articles.
5. If the board seeks to have the restatement approved by the members by written
ballot or written consent, the material soliciting the approval shall contain or
be accompanied by a copy or summary of the restatement that identifies any amendments
or other changes the restatement would make in the articles.
6. A restatement requiring approval by the members must be approved by the same
vote as an amendment to articles under section 504.1003.
7. If the restatement includes an amendment requiring approval pursuant to section
504.1031, the board must submit the restatement for such approval.
8. A corporation restating its articles shall deliver to the secretary of state
articles of restatement setting forth the name of the corporation and the text of
the restated articles of incorporation together with a certificate setting forth
all of the following:
a. Whether the restatement contains an amendment to the articles requiring
approval by the members or any other person other than the board of directors and,
if it does not, that the board of directors adopted the restatement.
b. If the restatement contains an amendment to the articles requiring approval
by the members, the information required by section 504.1005.
c. If the restatement contains an amendment to the articles requiring approval
by a person whose approval is required pursuant to section 504.1031, a statement
that such approval was obtained.
9. Duly adopted restated articles of incorporation supersede the original articles
of incorporation and all amendments to the original articles.
10. The secretary of state may certify restated articles of incorporation as the
articles of incorporation currently in effect without including the certificate
information required by subsection 8.
504.1007 Amendment pursuant to judicial reorganization.
1. A corporation's articles may be amended without board approval or approval by
the members or approval required pursuant to section 504.1031 to carry out a plan
of reorganization ordered or decreed by a court of competent jurisdiction under
federal statute if the articles after amendment contain only provisions required
or permitted by section 504.202.
2. An individual or individuals designated by the court shall deliver to the secretary
of state articles of amendment setting forth all of the following:
a. The name of the corporation.
b. The text of each amendment approved by the court.
c. The date of the court's order or decree approving the articles of amendment.
d. The title of the reorganization proceeding in which the order or decree
was entered.
e. A statement that the court had jurisdiction of the proceeding under
federal statute.
3. This section does not apply after entry of a final decree in the reorganization
proceeding even though the court retains jurisdiction of the proceeding for limited
purposes unrelated to consummation of the reorganization plan.
504.1008 Effect of amendment and restatement.
An amendment to articles of incorporation does not affect a cause of action existing
against or in favor of the corporation, a proceeding to which the corporation is
a party, any requirement or limitation imposed upon the corporation, or any property
held by it by virtue of any trust upon which such property is held by the corporation,
or the existing rights of persons other than members of the corporation. An amendment
changing a corporation's name does not abate a proceeding brought by or against
the corporation in its former name.
504.1009 through 504.1020 Reserved.
PART 2. BYLAWS
504.1021 Amendment by directors.
If a corporation has no members, its incorporators, until directors have been chosen,
and thereafter its board of directors, may adopt one or more amendments to the corporation's
bylaws subject to any approval required pursuant to section 504.1031. The corporation
shall provide notice of any meeting of directors at which an amendment is to be
approved. The notice must be given in accordance with section 504.823, subsection
3. The notice must also state that the purpose, or one of the purposes, of the meeting
is to consider a proposed amendment to the bylaws and contain or be accompanied
by a copy or summary of the amendment or state the general nature of the amendment.
The amendment must be approved by a majority of the directors in office at the time
the amendment is adopted.
504.1022 Amendment by directors and members.
1. Unless this chapter, the articles, bylaws, the members acting pursuant to subsection
2, or the board of directors acting pursuant to subsection 3, require a greater
vote or voting by class, or the articles or bylaws provide otherwise, an amendment
to a corporation's bylaws must be approved by all of the following to be adopted:
a. By the board if the corporation is a public benefit or religious corporation
and the amendment does not relate to the number of directors, the composition of
the board, the term of office of directors, or the method or way in which directors
are elected or selected.
b. By the members by two-thirds of the votes cast or a majority of the
voting power, whichever is less.
c. In writing by any person or persons whose approval is required by a
provision of the articles authorized by section 504.1031.
2. The members may condition the amendment's adoption on its receipt of a higher
percentage of affirmative votes or on any other basis.
3. If the board initiates an amendment to the bylaws or board approval is required
by subsection 1 to adopt an amendment to the bylaws, the board may condition the
amendment's adoption on receipt of a higher percentage of affirmative votes or on
any other basis.
4. If the board or the members seek to have the amendment approved by the members
at a membership meeting, the corporation shall give notice to its members of the
proposed membership meeting in writing in accordance with section 504.705. The notice
must also state that the purpose, or one of the purposes, of the meeting is to consider
the proposed amendment and contain or be accompanied by a copy or summary of the
amendment.
5. If the board or the members seek to have the amendment approved by the members
by written consent or written ballot, the material soliciting the approval shall
contain or be accompanied by a copy or summary of the amendment.
504.1023 Class voting by members on amendments.
1. Unless the articles or bylaws of the corporation provide otherwise, the members
of a class in a public benefit corporation are entitled to vote as a class on a
proposed amendment to the bylaws if the amendment would change the rights of that
class as to voting in a manner different than such amendment affects another class
or members of another class.
2. Unless the articles or bylaws of the corporation provide otherwise, members of
a class in a mutual benefit corporation are entitled to vote as a class on a proposed
amendment to the bylaws if the amendment would do any of the following:
a. Affect the rights, privileges, preferences, restrictions, or conditions
of that class as to voting, dissolution, redemption, or transfer of memberships
in a manner different than such amendment would affect another class.
b. Change the rights, privileges, preferences, restrictions, or conditions
of that class as to voting, dissolution, redemption, or transfer by changing the
rights, privileges, preferences, restrictions, or conditions of another class.
c. Increase or decrease the number of memberships authorized for that class.
d. Increase the number of memberships authorized for another class.
e. Effect an exchange, reclassification, or termination of all or part
of the memberships of that class.
f. Authorize a new class of memberships.
3. The members of a class of a religious corporation are entitled to vote as a class
on a proposed amendment to the bylaws only if a class vote is provided for in the
articles or bylaws.
4. Unless the articles or bylaws of the corporation provide otherwise, if a class
is to be divided into two or more classes as a result of an amendment to the bylaws,
the amendment must be approved by the members of each class that would be created
by the amendment.
5. Unless the articles or bylaws of the corporation provide otherwise, if a class
vote is required to approve an amendment to the bylaws, the amendment must be approved
by the members of the class by two-thirds of the votes cast by the class or a majority
of the voting power of the class, whichever is less.
504.1024 through 504.1030 Reserved.
PART 3. ARTICLES OF INCORPORATION AND BYLAWS
504.1031 Approval by third persons.
The articles of a corporation may require that an amendment to the articles or bylaws
be approved in writing by a specified person or persons other than the board. Such
a provision in the articles may only be amended with the approval in writing of
the person or persons specified in the provision.
504.1032 Amendment terminating members or redeeming or canceling memberships.
1. Unless the articles or bylaws provide otherwise, an amendment to the articles
or bylaws of a public benefit or mutual benefit corporation which would terminate
all members or any class of members or redeem or cancel all memberships or any class
of memberships must meet the requirements of this chapter and this section.
2. Before adopting a resolution proposing such an amendment, the board of a mutual
benefit corporation shall give notice of the general nature of the amendment to
the members.
3. After adopting a resolution proposing such an amendment, the notice to members
proposing such amendment shall include one statement of up to five hundred words
opposing the proposed amendment, if such statement is submitted by any five members
or members having three percent or more of the voting power, whichever is less,
not later than twenty days after the board has voted to submit such amendment to
the members for their approval. In public benefit corporations, the production and
mailing costs of the statement opposing the proposed amendment shall be paid by
the requesting members. In mutual benefit corporations, the production and mailing
costs of the statement opposing the proposed amendment shall be paid by the corporation.
4. Any such amendment shall be approved by the members by two-thirds of the votes
cast by each class.
5. The provisions of section 504.622 shall not apply to any amendment meeting the
requirements of this chapter and this section.
504.1033 through 504.1100 Reserved.
SUBCHAPTER XI. MERGER
504.1101 Approval of plan of merger.
1. Subject to the limitations set forth in section 504.1102, one or more nonprofit
corporations may merge with or into any one or more business corporations or nonprofit
corporations or limited liability companies, if the plan of merger is approved as
provided in section 504.1103.
2. The plan of merger shall set forth all of the following:
a. The name of each corporation or limited liability company planning to
merge and the name of the surviving corporation into which each plans to merge.
b. The terms and conditions of the planned merger.
c. The manner and basis, if any, of converting the memberships of each
public benefit or religious corporation into memberships of the surviving corporation
or limited liability company.
d. If the merger involves a mutual benefit corporation, the manner and
basis, if any, of converting memberships of each merging corporation into memberships,
obligations, or securities of the surviving or any other corporation or limited
liability company or into cash or other property in whole or in part.
3. The plan of merger may set forth any of the following:
a. Any amendments to the articles of incorporation or bylaws of the surviving
corporation or limited liability company to be effected by the planned merger.
b. Other provisions relating to the planned merger.
504.1102 Limitations on mergers by public benefit or religious corporations.
1. Without the prior approval of the district court, a public benefit or religious
corporation may merge only with one of the following:
a. A public benefit or religious corporation.
b. A foreign corporation which would qualify under this chapter as a public
benefit or religious corporation.
c. A wholly owned foreign or domestic business or mutual benefit corporation,
provided the public benefit or religious corporation is the surviving corporation
and continues to be a public benefit or religious corporation after the merger.
d. A business or mutual benefit corporation or limited liability company,
provided that all of the following apply:
(1) On or prior to the effective date of the merger, assets with a value equal to
the greater of the fair market value of the net tangible and intangible assets,
including goodwill, of the public benefit or religious corporation or the fair market
value of the public benefit or religious corporation if it were to be operated as
a business concern are transferred or conveyed to one or more persons who would
have received its assets under section 504.1405, subsection 1, paragraphs "e"
and "f", had it dissolved.
(2) The business or mutual benefit corporation or limited liability company shall
return, transfer, or convey any assets held by it upon condition requiring return,
transfer, or conveyance, which condition occurs by reason of the merger, in accordance
with such condition.
(3) The merger is approved by a majority of directors of the public benefit or religious
corporation who are not and will not become members or shareholders in or officers,
employees, agents, or consultants of the surviving entity.
2. Without the prior approval of the district court in a proceeding in which a guardian
ad litem has been appointed to represent the interests of the corporation, a member
of a public benefit or religious corporation shall not receive or keep anything
as a result of a merger other than a membership in the surviving public benefit
or religious corporation. The court shall approve the transaction if it is in the
public interest.
504.1103 Action on plan by board, members, and third persons.
1. Unless this chapter, the articles, bylaws, or the board of directors or members
acting pursuant to subsection 3 require a greater vote or voting by class, or the
articles or bylaws impose other requirements, a plan of merger for a corporation
must be approved by all of the following to be adopted:
a. The board.
b. The members, if any, by two-thirds of the votes cast or a majority of
the voting power, whichever is less.
c. In writing by any person or persons whose approval is required by a
provision of the articles authorized by section 504.1031 for an amendment to the
articles or bylaws.
2. If the corporation does not have members, the merger must be approved by a majority
of the directors in office at the time the merger is approved. In addition, the
corporation shall provide notice of any directors' meeting at which such approval
is to be obtained in accordance with section 504.823, subsection 3. The notice must
also state that the purpose, or one of the purposes, of the meeting is to consider
the proposed merger.
3. The board may condition its submission of the proposed merger, and the members
may condition their approval of the merger, on receipt of a higher percentage of
affirmative votes or on any other basis.
4. If the board seeks to have the plan approved by the members at a membership meeting,
the corporation shall give notice to its members of the proposed membership meeting
in accordance with section 504.705. The notice must also state that the purpose,
or one of the purposes, of the meeting is to consider the plan of merger and contain
or be accompanied by a copy or summary of the plan. The copy or summary of the plan
for members of the surviving corporation shall include any provision that, if contained
in a proposed amendment to the articles of incorporation or bylaws, would entitle
members to vote on the provision. The copy or summary of the plan for members of
the disappearing corporation shall include a copy or summary of the articles and
bylaws which will be in effect immediately after the merger takes effect.
5. If the board seeks to have the plan approved by the members by written consent
or written ballot, the material soliciting the approval shall contain or be accompanied
by a copy or summary of the plan. The copy or summary of the plan for members of
the surviving corporation shall include any provision that, if contained in a proposed
amendment to the articles of incorporation or bylaws, would entitle members to vote
on the provision. The copy or summary of the plan for members of the disappearing
corporation shall include a copy or summary of the articles and bylaws which will
be in effect immediately after the merger takes effect.
6. Voting by a class of members is required on a plan of merger if the plan contains
a provision that, if contained in a proposed amendment to articles of incorporation
or bylaws, would entitle the class of members to vote as a class on the proposed
amendment under section 504.1004 or 504.1023. The plan must be approved by a class
of members by two-thirds of the votes cast by the class or a majority of the voting
power of the class, whichever is less.
7. After a merger is adopted, and at any time before articles of merger are filed,
the planned merger may be abandoned subject to any contractual rights without further
action by members or other persons who approved the plan in accordance with the
procedure set forth in the plan of merger or, if none is set forth, in the manner
determined by the board of directors.
504.1104 Articles of merger.
After a plan of merger is approved by the board of directors, and if required by
section 504.1103, by the members and any other persons, the surviving or acquiring
corporation shall deliver to the secretary of state articles of merger setting forth
all of the following, as applicable:
1. The plan of merger.
2. If approval of members was not required, a statement to that effect and a statement
that the plan was approved by a sufficient vote of the board of directors.
3. If approval by members was required, both of the following:
a. The designation, number of memberships outstanding, number of votes
entitled to be cast by each class entitled to vote separately on the plan, and number
of votes of each class indisputably voting on the plan.
b. Either the total number of votes cast for and against the plan by each
class entitled to vote separately on the plan or the total number of undisputed
votes cast for the plan by each class and a statement that the number of votes cast
for the plan by each class was sufficient for approval by that class.
4. If approval of the plan by some person or persons other than the members of the
board is required pursuant to section 504.1103, subsection 1, paragraph "c",
a statement that the approval was obtained.
504.1105 Effect of merger.
When a merger takes effect, all of the following occur:
1. Every other corporation party to the merger merges into the surviving corporation
and the separate existence of every corporation except the surviving corporation
ceases.
2. The title to all real estate and other property owned by each corporation party
to the merger is vested in the surviving corporation without reversion or impairment
subject to any and all conditions to which the property was subject prior to the
merger.
3. The surviving corporation has all the liabilities and obligations of each corporation
party to the merger.
4. A proceeding pending against any corporation party to the merger may be continued
as if the merger did not occur or the surviving corporation may be substituted in
the proceeding for the corporation whose existence ceased.
5. The articles of incorporation and bylaws of the surviving corporation are amended
to the extent provided in the plan of merger.
504.1106 Merger with foreign corporation.
1. Except as provided in section 504.1102, one or more foreign business or nonprofit
corporations may merge with one or more domestic nonprofit corporations if all of
the following conditions are met:
a. The merger is permitted by the law of the state or country under whose
law each foreign corporation is incorporated and each foreign corporation complies
with that law in effecting the merger.
b. The foreign corporation complies with section 504.1104 if it is the
surviving corporation of the merger.
c. Each domestic nonprofit corporation complies with the applicable provisions
of sections 504.1101 through 504.1103 and, if it is the surviving corporation of
the merger, with section 504.1104.
2. Upon the merger taking effect, the surviving foreign business or nonprofit corporation
is deemed to have irrevocably appointed the secretary of state as its agent for
service of process in any proceeding brought against it.
504.1107 Bequests, devises, and gifts.
Any bequest, devise, gift, grant, or promise contained in a will or other instrument
of donation, subscription, or conveyance, that is made to a constituent corporation
and which takes effect or remains payable after the merger, inures to the surviving
corporation unless the will or other instrument otherwise specifically provides.
504.1108 Conversion.
A corporation organized under this chapter that is an insurance company may voluntarily
elect to be organized as a mutual insurance company under chapter 490 or 491 pursuant
to the procedures set forth in section 514.23.
504.1109 through 504.1200 Reserved.
SUBCHAPTER XII. SALE OF ASSETS
504.1201 Sale of assets in regular course of activities and mortgage of assets.
1. A corporation may, on the terms and conditions and for the consideration determined
by the board of directors, do either of the following:
a. Sell, lease, exchange, or otherwise dispose of all, or substantially
all, of its property in the usual and regular course of its activities.
b. Mortgage, pledge, dedicate to the repayment of indebtedness, whether
with or without recourse, or otherwise encumber any or all of its property, whether
or not in the usual and regular course of its activities.
2. Unless the articles require it, approval of the members or any other persons
of a transaction described in subsection 1 is not required.
504.1202 Sale of assets other than in regular course of activities.
1. A corporation may sell, lease, exchange, or otherwise dispose of all, or substantially
all, of its property, with or without the goodwill, other than in the usual and
regular course of its activities on the terms and conditions and for the consideration
determined by the corporation's board if the proposed transaction is authorized
by subsection 2.
2. Unless this chapter, the articles, bylaws, or the board of directors or members
acting pursuant to subsection 4 require a greater vote or voting by a class or the
articles or bylaws impose other requirements, the proposed transaction to be authorized
must be approved by all of the following:
a. The board.
b. The members by two-thirds of the votes cast or a majority of the voting
power, whichever is less.
c. In writing by any person or persons whose approval is required by a
provision of the articles authorized by section 504.1031 for an amendment to the
articles or bylaws.
3. If the corporation does not have members, the transaction must be approved by
a vote of a majority of the directors in office at the time the transaction is approved.
In addition, the corporation shall provide notice of any directors' meeting at which
such approval is to be obtained in accordance with section 504.823, subsection 3.
The notice shall also state that the purpose, or one of the purposes, of the meeting
is to consider the sale, lease, exchange, or other disposition of all, or substantially
all, of the property or assets of the corporation and contain or be accompanied
by a copy or summary of a description of the transaction.
4. The board may condition its submission of the proposed transaction, and the members
may condition their approval of the transaction, on receipt of a higher percentage
of affirmative votes or on any other basis.
5. If the corporation seeks to have the transaction approved by the members at a
membership meeting, the corporation shall give notice to its members of the proposed
membership meeting in accordance with section 504.705. The notice must also state
that the purpose, or one of the purposes, of the meeting is to consider the sale,
lease, exchange, or other disposition of all, or substantially all, of the property
or assets of the corporation and contain or be accompanied by a copy or summary
of a description of the transaction.
6. If the board is required to have the transaction approved by the members by written
consent or written ballot, the material soliciting the approval shall contain or
be accompanied by a copy or summary of a description of the transaction.
7. After a sale, lease, exchange, or other disposition of property is authorized,
the transaction may be abandoned, subject to any contractual rights, without further
action by the members or any other person who approved the transaction in accordance
with the procedure set forth in the resolution proposing the transaction or, if
none is set forth, in the manner determined by the board of directors.
504.1203 through 504.1300 Reserved.
SUBCHAPTER XIII. DISTRIBUTIONS
504.1301 Prohibited distributions.
Except as authorized by section 504.1302, a corporation shall not make any distributions.
504.1302 Authorized distributions.
1. A mutual benefit corporation may purchase its memberships if, after the purchase
is completed, both of the following apply:
a. The corporation will be able to pay its debts as they become due in
the usual course of its activities.
b. The corporation's total assets will at least equal the sum of its total
liabilities.
2. Corporations may make distributions upon dissolution in conformity with subchapter
XIV.
504.1303 through 504.1400 Reserved.
SUBCHAPTER XIV. DISSOLUTION
PART 1. VOLUNTARY DISSOLUTION
504.1401 Dissolution by incorporators or directors and third persons.
1. A majority of the incorporators of a corporation that has no directors and no
members or a majority of the directors of a corporation that has no members may,
subject to any approval required by the articles or bylaws, dissolve the corporation
by delivering articles of dissolution to the secretary of state.
2. The corporation shall give notice of any meeting at which dissolution will be
approved. The notice must be in accordance with section 504.823, subsection 3. The
notice must also state that the purpose, or one of the purposes, of the meeting
is to consider dissolution of the corporation.
3. The incorporators or directors in approving dissolution shall adopt a plan of
dissolution indicating to whom the assets owned or held by the corporation will
be distributed after all creditors have been paid.
504.1402 Dissolution by directors, members, and third persons.
1. Unless this chapter, the articles, bylaws, or the board of directors or members
acting pursuant to subsection 3 require a greater vote or voting by class or the
articles or bylaws impose other requirements, dissolution is authorized if it is
approved by all of the following:
a. The board.
b. The members, if any, by two-thirds of the votes cast or a majority of
the voting power, whichever is less.
c. In writing by any person or persons whose approval is required by a
provision of the articles authorized by section 504.1031 for an amendment to the
articles or bylaws.
2. If the corporation does not have members, dissolution must be approved by a vote
of a majority of the directors in office at the time the transaction is approved.
In addition, the corporation shall provide notice of any directors' meeting at which
such approval is to be obtained in accordance with section 504.823, subsection 3.
The notice must also state that the purpose, or one of the purposes, of the meeting
is to consider dissolution of the corporation and contain or be accompanied by a
copy or summary of the plan of dissolution.
3. The board may condition its submission of the proposed dissolution, and the members
may condition their approval of the dissolution, on receipt of a higher percentage
of affirmative votes or on any other basis.
4. If the board seeks to have dissolution approved by the members at a membership
meeting, the corporation shall give notice to its members of the proposed membership
meeting in accordance with section 504.705. The notice must also state that the
purpose, or one of the purposes, of the meeting is to consider dissolving the corporation
and must contain or be accompanied by a copy or summary of the plan of dissolution.
5. If the board seeks to have the dissolution approved by the members by written
consent or written ballot, the material soliciting the approval shall contain or
be accompanied by a copy or summary of the plan of dissolution.
6. The plan of dissolution shall indicate to whom the assets owned or held by the
corporation will be distributed after all creditors have been paid.
504.1403 Articles of dissolution.
1. At any time after dissolution is authorized, a corporation may dissolve by delivering
articles of dissolution to the secretary of state setting forth all of the following:
a. The name of the corporation.
b. The date dissolution was authorized.
c. A statement that dissolution was approved by a sufficient vote of the
board.
d. If approval of members was not required, a statement to that effect
and a statement that dissolution was approved by a sufficient vote of the board
of directors or incorporators.
e. If approval by members was required, both of the following:
(1) The designation, number of memberships outstanding, number of votes entitled
to be cast by each class entitled to vote separately on dissolution, and number
of votes of each class indisputably voting on dissolution.
(2) Either the total number of votes cast for and against dissolution by each class
entitled to vote separately on dissolution or the total number of undisputed votes
cast for dissolution by each class and a statement that the number cast for dissolution
by each class was sufficient for approval by that class.
f. If approval of dissolution by some person or persons other than the
members, the board, or the incorporators is required pursuant to section 504.1402,
subsection 1, paragraph "c", a statement that the approval was
obtained.
2. A corporation is dissolved upon the effective date of its articles of dissolution.
504.1404 Revocation of dissolution.
1. A corporation may revoke its dissolution within one hundred twenty days of its
effective date.
2. Revocation of dissolution must be authorized in the same manner as the dissolution
was authorized unless that authorization permitted revocation by action of the board
of directors alone, in which event the board of directors may revoke the dissolution
without action by the members or any other person.
3. After the revocation of dissolution is authorized, the corporation may revoke
the dissolution by delivering to the secretary of state for filing, articles of
revocation of dissolution, together with a copy of its articles of dissolution,
that set forth all of the following:
a. The name of the corporation.
b. The effective date of the dissolution that was revoked.
c. The date that the revocation of dissolution was authorized.
d. If the corporation's board of directors or incorporators revoked the
dissolution, a statement to that effect.
e. If the corporation's board of directors revoked a dissolution authorized
by the members alone or in conjunction with another person or persons, a statement
that revocation was permitted by action of the board of directors alone pursuant
to that authorization.
f. If member or third-person action was required to revoke the dissolution,
the information required by section 504.1403, subsection 1, paragraphs "e"
and "f".
4. Revocation of dissolution is effective upon the effective date of the articles
of revocation of dissolution.
5. When the revocation of dissolution is effective, it relates back to and takes
effect as of the effective date of the dissolution and the corporation resumes carrying
on its activities as if dissolution had never occurred.
504.1405 Effect of dissolution.
1. A dissolved corporation continues its corporate existence but shall not carry
on any activities except those appropriate to wind up and liquidate its affairs,
including all of the following:
a. Preserving and protecting its assets and minimizing its liabilities.
b. Discharging or making provision for discharging its liabilities and
obligations.
c. Disposing of its properties that will not be distributed in kind.
d. Returning, transferring, or conveying assets held by the corporation
upon a condition requiring return, transfer, or conveyance, which condition occurs
by reason of the dissolution, in accordance with such condition.
e. Transferring, subject to any contractual or legal requirements, its
assets as provided in or authorized by its articles of incorporation or bylaws.
f. If the corporation is a public benefit or religious corporation, and
a provision has not been made in its articles or bylaws for distribution of assets
on dissolution, transferring, subject to any contractual or legal requirement, its
assets to one or more persons described in section 501(c)(3) of the Internal Revenue
Code, or if the dissolved corporation is not described in section 501(c)(3) of the
Internal Revenue Code, to one or more public benefit or religious corporations.
g. If the corporation is a mutual benefit corporation and a provision has
not been made in its articles or bylaws for distribution of assets on dissolution,
transferring its assets to its members or, if it has no members, those persons whom
the corporation holds itself out as benefiting or serving.
h. Doing every other act necessary to wind up and liquidate its assets
and affairs.
2. Dissolution of a corporation does not do any of the following:
a. Transfer title to the corporation's property.
b. Subject its directors or officers to standards of conduct different
from those prescribed in subchapter VIII.
c. Change quorum or voting requirements for its board or members; change
provisions for selection, resignation, or removal of its directors or officers or
both; or change provisions for amending its bylaws.
d. Prevent commencement of a proceeding by or against the corporation in
its corporate name.
e. Abate or suspend a proceeding pending by or against the corporation
on the effective date of dissolution.
f. Terminate the authority of the registered agent.
504.1406 Known claims against dissolved corporation.
1. A dissolved corporation may dispose of the known claims against it by following
the procedure described in this section.
2. The dissolved corporation shall notify its known claimants in writing of the
dissolution at any time after the effective date of the dissolution. The written
notice must do all of the following:
a. Describe information that must be included in a claim.
b. Provide a mailing address where a claim may be sent.
c. State the deadline, which shall not be fewer than one hundred twenty
days from the effective date of the written notice, by which the dissolved corporation
must receive the claim.
d. State that the claim will be barred if not received by the deadline.
3. A claim against the dissolved corporation is barred if either of the following
occurs:
a. A claimant who was given written notice under subsection 2 does not
deliver the claim to the dissolved corporation by the deadline.
b. A claimant whose claim was rejected by the dissolved corporation does
not commence a proceeding to enforce the claim within ninety days from the effective
date of the rejection notice.
4. For purposes of this section, "claim" does not include a contingent
liability or a claim based on an event occurring after the effective date of dissolution.
504.1407 Unknown claims against dissolved corporation.
1. A dissolved corporation may also publish notice of its dissolution and request
that persons with claims against the corporation present them in accordance with
the notice.
2. The notice must do all of the following:
a. Be published one time in a newspaper of general circulation in the county
where the dissolved corporation's principal office is located or, if none is located
in this state, where its registered office is or was last located.
b. Describe the information that must be included in a claim and provide
a mailing address where the claim may be sent.
c. State that a claim against the corporation will be barred unless a proceeding
to enforce the claim is commenced within five years after publication of the notice.
3. If the dissolved corporation publishes a newspaper notice in accordance with
subsection 2, the claim of each of the following claimants is barred unless the
claimant commences a proceeding to enforce the claim against the dissolved corporation
within five years after the publication date of the newspaper notice:
a. A claimant who did not receive written notice under section 504.1406.
b. A claimant whose claim was timely sent to the dissolved corporation
but not acted on.
c. A claimant whose claim is contingent or based on an event occurring
after the effective date of dissolution.
4. A claim may be enforced under this section to the following extent, as applicable:
a. Against the dissolved corporation, to the extent of its undistributed
assets.
b. If the assets have been distributed in liquidation, against any person,
other than a creditor of the corporation, to whom the corporation distributed its
property to the extent of the distributee's pro rata share of the claim or the corporate
assets distributed to such person in liquidation, whichever is less, but the distributee's
total liability for all claims under this section shall not exceed the total amount
of assets distributed to the distributee.
504.1408 through 504.1420 Reserved.
PART 2. ADMINISTRATIVE DISSOLUTION
504.1421 Grounds for administrative dissolution.
The secretary of state may commence a proceeding under section 504.1422 to administratively
dissolve a corporation if any of the following occurs:
1. The corporation does not deliver its biennial report to the secretary of state,
in a form that meets the requirements of section 504.1613, within sixty days after
the report is due.
2. The corporation is without a registered agent or registered office in this state
for sixty days or more.
3. The corporation does not notify the secretary of state within sixty days that
its registered agent or registered office has been changed, that its registered
agent has resigned, or that its registered office has been discontinued.
4. The corporation's period of duration, if any, stated in its articles of incorporation
expires.
504.1422 Procedure for and effect of administrative dissolution.
1. Upon determining that one or more grounds exist under section 504.1421 for dissolving
a corporation, the secretary of state shall serve the corporation with written notice
of that determination under section 504.504.
2. If the corporation does not correct each ground for dissolution or demonstrate
to the reasonable satisfaction of the secretary of state that each ground determined
by the secretary of state does not exist within at least sixty days after service
of notice is perfected under section 504.504, the secretary of state may administratively
dissolve the corporation by signing a certificate of dissolution that recites the
ground or grounds for dissolution and its effective date. The secretary of state
shall file the original of the certificate of dissolution and serve a copy on the
corporation under section 504.504.
3. A corporation that is administratively dissolved continues its corporate existence
but shall not carry on any activities except those necessary to wind up and liquidate
its affairs pursuant to section 504.1405 and notify its claimants pursuant to sections
504.1406 and 504.1407.
4. The administrative dissolution of a corporation does not terminate the authority
of its registered agent.
5. The secretary of state's administrative dissolution of a corporation pursuant
to this section appoints the secretary of state as the corporation's agent for service
of process in any proceeding based on a cause of action which arose during the time
the corporation was authorized to transact business in this state. Service of process
on the secretary of state under this subsection is service on the corporation. Upon
receipt of process, the secretary of state shall serve a copy of the process on
the corporation as provided in section 504.504. This subsection does not preclude
service on the corporation's registered agent, if any.
504.1423 Reinstatement following administrative dissolution.
1. A corporation administratively dissolved under section 504.1422 may apply to
the secretary of state for reinstatement within two years after the effective date
of dissolution. The application must state all of the following:
a. The name of the corporation and the effective date of its administrative
dissolution.
b. That the ground or grounds for dissolution either did not exist or have
been eliminated.
c. That the corporation's name satisfies the requirements of section 504.401.
d. The federal tax identification number of the corporation.
2. a. The secretary of state shall refer the federal tax identification
number contained in the application for reinstatement to the department of revenue.
The department of revenue shall report to the secretary of state the tax status
of the corporation. If the department reports to the secretary of state that a filing
delinquency or liability exists against the corporation, the secretary of state
shall not cancel the certificate of dissolution until the filing delinquency or
liability is satisfied.
b. If the secretary of state determines that the application contains the
information required by subsection 1, that a delinquency or liability reported pursuant
to paragraph "a" has been satisfied, and that all of the application
information is correct, the secretary of state shall cancel the certificate of dissolution
and prepare a certificate of reinstatement reciting that determination and the effective
date of reinstatement, file the original of the certificate, and serve a copy on
the corporation under section 504.504. If the corporate name in subsection 1, paragraph
"c", is different from the corporate name in subsection 1, paragraph
"a", the certificate of reinstatement shall constitute an amendment
to the articles of incorporation insofar as it pertains to the corporate name.
3. When reinstatement is effective, it relates back to and takes effect as of the
effective date of the administrative dissolution and the corporation shall resume
carrying on its activities as if the administrative dissolution had never occurred.
504.1424 Appeal from denial of reinstatement.
1. The secretary of state, upon denying a corporation's application for reinstatement
following administrative dissolution, shall serve the corporation under section
504.504 with a written notice that explains the reason or reasons for denial.
2. The corporation may appeal the denial of reinstatement to the district court
within ninety days after service of the notice of denial is perfected by petitioning
to set aside the dissolution and attaching to the petition copies of the secretary
of state's certificate of dissolution, the corporation's application for reinstatement,
and the secretary of state's notice of denial of reinstatement.
3. The court may summarily order the secretary of state to reinstate the dissolved
corporation or may take other action the court considers appropriate.
4. The court's final decision may be appealed as in other civil proceedings.
504.1425 through 504.1430 Reserved.
PART 3. JUDICIAL DISSOLUTION
504.1431 Grounds for judicial dissolution.
1. The district court may dissolve a corporation in any of the following ways:
a. In a proceeding brought by the attorney general, if any of the following
is established:
(1) The corporation obtained its articles of incorporation through fraud.
(2) The corporation has continued to exceed or abuse the authority conferred upon
it by law.
b. Except as provided in the articles or bylaws of a religious corporation,
in a proceeding brought by fifty members or members holding five percent of the
voting power, whichever is less, or by a director or any person specified in the
articles, if any of the following is established:
(1) The directors are deadlocked in the management of the corporate affairs, and
the members, if any, are unable to break the deadlock.
(2) The directors or those in control of the corporation have acted, are acting,
or will act in a manner that is illegal, oppressive, or fraudulent.
(3) The members are deadlocked in voting power and have failed, for a period that
includes at least two consecutive annual meeting dates, to elect successors to directors
whose terms have, or would otherwise have, expired.
(4) The corporate assets are being misapplied or wasted.
c. In a proceeding brought by a creditor, if either of the following is
established:
(1) The creditor's claim has been reduced to judgment, the execution on the judgment
is returned unsatisfied, and the corporation is insolvent.
(2) The corporation has admitted in writing that the creditor's claim is due and
owing and the corporation is insolvent.
d. In a proceeding brought by the corporation to have its voluntary dissolution
continued under court supervision.
2. Prior to dissolving a corporation, the court shall consider whether:
a. There are reasonable alternatives to dissolution.
b. Dissolution is in the public interest, if the corporation is a public
benefit corporation.
c. Dissolution is the best way of protecting the interests of members,
if the corporation is a mutual benefit corporation.
504.1432 Procedure for judicial dissolution.
1. Venue for a proceeding brought by the attorney general to dissolve a corporation
lies in Polk county. Venue for a proceeding brought by any other party named in
section 504.1431 lies in the county where a corporation's principal office is located
or, if none is located in this state, where its registered office is or was last
located.
2. It is not necessary to make directors or members parties to a proceeding to dissolve
a corporation unless relief is sought against them individually.
3. A court in a proceeding brought to dissolve a corporation may issue injunctions,
appoint a receiver or custodian pendente lite with all powers and duties the court
directs, take other action required to preserve the corporate assets wherever located,
or carry on the activities of the corporation until a full hearing can be held.
504.1433 Receivership or custodianship.
1. A court in a judicial proceeding brought to dissolve a public benefit or mutual
benefit corporation may appoint one or more receivers to wind up and liquidate,
or one or more custodians to manage, the affairs of the corporation. The court shall
hold a hearing, after notifying all parties to the proceeding and any interested
persons designated by the court, before appointing a receiver or custodian. The
court appointing a receiver or custodian has exclusive jurisdiction over the corporation
and all of its property wherever located.
2. The court may appoint an individual, or a domestic or foreign business or nonprofit
corporation authorized to transact business in this state, as a receiver or custodian.
The court may require the receiver or custodian to post bond, with or without sureties,
in an amount the court directs.
3. The court shall describe the powers and duties of the receiver or custodian in
its appointing order, which may be amended, including the following:
a. The receiver or custodian may dispose of all or any part of the assets
of the corporation wherever located, at a public or private sale, if authorized
by the court. However, the receiver's or custodian's power to dispose of the assets
of the corporation is subject to any trust and other restrictions that would be
applicable to the corporation. The receiver or custodian may sue and defend in the
receiver's or custodian's name as receiver or custodian of the corporation, as applicable,
in all courts of this state.
b. The custodian may exercise all of the powers of the corporation, through
or in place of its board of directors or officers, to the extent necessary to manage
the affairs of the corporation in the best interests of its members and creditors.
4. The court during a receivership may redesignate the receiver a custodian, and
during a custodianship may redesignate the custodian a receiver, if doing so is
in the best interests of the corporation, its members, and creditors.
5. The court during the receivership or custodianship may order compensation paid
and expense disbursements or reimbursements made to the receiver or custodian and
to the receiver's or custodian's attorney from the assets of the corporation or
proceeds from the sale of the assets.
504.1434 Decree of dissolution.
1. If after a hearing the court determines that one or more grounds for judicial
dissolution described in section 504.1431 exist, the court may enter a decree dissolving
the corporation and specifying the effective date of the dissolution, and the clerk
of the court shall deliver a certified copy of the decree to the secretary of state,
who shall file it.
2. After entering the decree of dissolution, the court shall direct the winding
up of the corporation's affairs and liquidation of the corporation in accordance
with section 504.1405 and the notification of its claimants in accordance with sections
504.1406 and 504.1407.
504.1435 through 504.1440 Reserved.
PART 4. MISCELLANEOUS
504.1441 Deposit with state treasurer.
Assets of a dissolved corporation which should be transferred to a creditor, claimant,
or member of the corporation who cannot be found or who is not competent to receive
them shall be reduced to cash subject to known trust restrictions and deposited
with the treasurer of state for safekeeping. However, in the treasurer of state's
discretion, property may be received and held in kind. When the creditor, claimant,
or member furnishes satisfactory proof of entitlement to the amount deposited or
property held in kind, the treasurer of state shall deliver to the creditor, member,
or other person or to the representative of the creditor, member, or other person
that amount or property.
504.1442 through 504.1500 Reserved.
SUBCHAPTER XV. FOREIGN CORPORATIONS
PART 1. CERTIFICATE OF AUTHORITY
504.1501 Authority to transact business required.
1. A foreign corporation shall not transact business in this state until it obtains
a certificate of authority from the secretary of state.
2. The following activities, among others, do not constitute transacting business
within the meaning of subsection 1:
a. Maintaining, defending, or settling any proceeding.
b. Holding meetings of the board of directors or members or carrying on
other activities concerning internal corporate affairs.
c. Maintaining bank accounts.
d. Maintaining offices or agencies for the transfer, exchange, or registration
of memberships or securities or maintaining trustees or depositaries with respect
to those securities.
e. Selling through independent contractors.
f. Soliciting or obtaining orders, whether by mail or through employees
or agents or otherwise, if the orders require acceptance outside this state before
they become contracts.
g. Creating or acquiring indebtedness, mortgages, or security interests
in real or personal property.
h. Securing or collecting debts or enforcing mortgages or security interests
in property securing the debts.
i. Owning, without more, real or personal property.
j. Conducting an isolated transaction that is completed within thirty days
and that is not one in the course of repeated transactions of a like nature.
k. Transacting business in interstate commerce.
504.1502 Consequences of transacting business without authority.
1. A foreign corporation transacting business in this state without a certificate
of authority shall not maintain a proceeding in any court in this state until it
obtains a certificate of authority.
2. The successor to a foreign corporation that transacted business in this state
without a certificate of authority and the assignee of a cause of action arising
out of that business shall not maintain a proceeding on that cause of action in
any court in this state until the foreign corporation or its successor obtains a
certificate of authority.
3. A court may stay a proceeding commenced by a foreign corporation, its successor,
or assignee until the court determines whether the foreign corporation or its successor
requires a certificate of authority. If it so determines, the court may further
stay the proceeding until the foreign corporation or its successor obtains the certificate.
4. A foreign corporation is liable for a civil penalty of an amount not to exceed
a total of one thousand dollars if it transacts business in this state without a
certificate of authority. The attorney general may collect all penalties due under
this subsection.
5. Notwithstanding subsections 1 and 2, the failure of a foreign corporation to
obtain a certificate of authority does not impair the validity of its corporate
acts or prevent it from defending any proceeding in this state.
504.1503 Application for certificate of authority.
1. A foreign corporation may apply for a certificate of authority to transact business
in this state by delivering an application to the secretary of state. The application
must set forth all of the following:
a. The name of the foreign corporation or, if its name is unavailable for
use in this state, a corporate name that satisfies the requirements of section 504.1506.
b. The name of the state or country under whose law it is incorporated.
c. The date of incorporation and period of duration.
d. The address of its principal office.
e. The address of its registered office in this state and the name of its
registered agent at that office.
f. The names and usual business or home addresses of its current directors
and officers.
g. Whether the foreign corporation has members.
2. The foreign corporation shall deliver the completed application to the secretary
of state, and shall also deliver to the secretary of state a certificate of existence
or a document of similar import duly authenticated by the secretary of state or
other official having custody of corporate records in the state or country under
whose law it is incorporated which is dated no earlier than ninety days prior to
the date the application is filed with the secretary of state.
504.1504 Amended certificate of authority.
1. A foreign corporation authorized to transact business in this state shall obtain
an amended certificate of authority from the secretary of state if it changes any
of the following:
a. Its corporate name.
b. The period of its duration.
c. The state or country of its incorporation.
2. The requirements of section 504.1503 for obtaining an original certificate of
authority apply to obtaining an amended certificate under this section.
504.1505 Effect of certificate of authority.
1. A certificate of authority authorizes the foreign corporation to which it is
issued to transact business in this state subject, however, to the right of the
state to revoke the certificate as provided in this chapter.
2. A foreign corporation with a valid certificate of authority has the same rights
and has the same privileges as and, except as otherwise provided by this chapter,
is subject to the same duties, restrictions, penalties, and liabilities now or later
imposed on a domestic corporation of like character.
3. This chapter does not authorize this state to regulate the organization or internal
affairs of a foreign corporation authorized to transact business in this state.
504.1506 Corporate name of foreign corporation.
1. If the corporate name of a foreign corporation does not satisfy the requirements
of section 504.401, the foreign corporation, to obtain or maintain a certificate
of authority to transact business in this state, may use a fictitious name to transact
business in this state if the corporation's real name is unavailable and it delivers
to the secretary of state for filing a copy of the resolution of its board of directors,
certified by its secretary, adopting the fictitious name.
2. Except as authorized by subsections 3 and 4, the corporate name of a foreign
corporation, including a fictitious name, must be distinguishable upon the records
of the secretary of state from all of the following:
a. The corporate name of a nonprofit or business corporation incorporated
or authorized to transact business in this state.
b. A corporate name reserved or registered under section 490.402 or 490.403
or section 504.402 or 504.403.
c. The fictitious name of another foreign business or nonprofit corporation
authorized to transact business in this state.
3. A foreign corporation may apply to the secretary of state for authorization to
use in this state the name of another corporation incorporated or authorized to
transact business in this state that is not distinguishable upon the records of
the secretary of state from the name applied for. The secretary of state shall authorize
use of the name applied for if either of the following applies:
a. The other corporation consents to the use in writing and submits an
undertaking in a form satisfactory to the secretary of state to change its name
to a name that is distinguishable upon the records of the secretary of state from
the name of the applying corporation.
b. The applicant delivers to the secretary of state a certified copy of
a final judgment of a court of competent jurisdiction establishing the applicant's
right to use the name applied for in this state.
4. A foreign corporation may use in this state the name, including the fictitious
name, of another domestic or foreign business or nonprofit corporation that is used
in this state if the other corporation is incorporated or authorized to transact
business in this state and the foreign corporation has filed documentation satisfactory
to the secretary of state of the occurrence of any of the following:
a. The foreign corporation has merged with the other corporation.
b. The foreign corporation has been formed by reorganization of the other
corporation.
c. The foreign corporation has acquired all or substantially all of the
assets, including the corporate name, of the other corporation.
5. If a foreign corporation authorized to transact business in this state changes
its corporate name to one that does not satisfy the requirements of section 504.401,
it shall not transact business in this state under the changed name until it adopts
a name satisfying the requirements of section 504.401 and obtains an amended certificate
of authority under section 504.1504.
504.1507 Registered office and registered agent of foreign corporation.
Each foreign corporation authorized to transact business in this state shall continuously
maintain in this state both of the following:
1. A registered office with the same address as that of its registered agent.
2. A registered agent, who may be any of the following:
a. An individual who resides in this state and whose office is identical
to the registered office.
b. A domestic business or nonprofit corporation whose office is identical
to the registered office.
c. A foreign business or nonprofit corporation authorized to transact business
in this state whose office is identical to the registered office.
504.1508 Change of registered office or registered agent of foreign corporation.
1. A foreign corporation authorized to transact business in this state may change
its registered office or registered agent by delivering to the secretary of state
for filing a statement of change that sets forth all of the following that apply:
a. The name of its registered office or registered agent.
b. If the current registered office is to be changed, the address of its
new registered office.
c. If the current registered agent is to be changed, the name of its new
registered agent and the new agent's written consent to the appointment, either
on the statement or attached to it.
d. That after the change or changes are made, the addresses of its registered
office and the office of its registered agent will be identical.
2. If a registered agent changes the address of its business office, the agent may
change the address of the registered office of any foreign corporation for which
the agent is the registered agent by notifying the corporation in writing of the
change and signing either manually or in facsimile and delivering to the secretary
of state for filing a statement of change that complies with the requirements of
subsection 1 and recites that the corporation has been notified of the change.
3. If a registered agent changes the registered agent's business address to another
place, the registered agent may change the address of the registered office of any
corporation for which the registered agent is the registered agent by filing a statement
as required in subsection 2 for each corporation, or by filing a single statement
for all corporations named in the notice, except that it must be signed either manually
or in facsimile only by the registered agent and must recite that a copy of the
statement has been mailed to each corporation named in the notice.
4. A corporation may also change its registered office or registered agent in its
biennial report as provided in section 504.1613.
504.1509 Resignation of registered agent of foreign corporation.
1. The registered agent of a foreign corporation may resign as agent by signing
and delivering to the secretary of state for filing the original statement of resignation.
The statement of resignation may include a statement that the registered office
is also discontinued.
The registered agent shall send a copy of the statement of resignation by certified
mail to the corporation at its principal office and to the registered office, if
not discontinued. The registered agent shall certify to the secretary of state that
the copies have been sent to the corporation, including the date the copies were
sent.
2. The agency appointment is terminated, and the registered office discontinued
if so provided, on the date on which the statement is filed with the secretary of
state.
504.1510 Service on foreign corporation.
1. The registered agent of a foreign corporation authorized to transact business
in this state is the corporation's agent for service of process, notice, or demand
required or permitted by law to be served on the foreign corporation.
2. A foreign corporation may be served by registered or certified mail, return receipt
requested, addressed to the secretary of the foreign corporation at its principal
office shown in its application for a certificate of authority or in its most recent
biennial report filed under section 504.1613 if any of the following conditions
apply:
a. The foreign corporation has no registered agent or its registered agent
cannot with reasonable diligence be served.
b. The foreign corporation has withdrawn from transacting business in this
state under section 504.1521.
c. The foreign corporation has had its certificate of authority revoked
under section 504.1532.
3. Service is perfected under subsection 2 at the earliest of any of the following:
a. The date the foreign corporation receives the mail.
b. The date shown on the return receipt, if signed on behalf of the foreign
corporation.
c. Five days after its deposit in the United States mail, as evidenced
by the postmark, if mailed postpaid and correctly addressed.
4. This section does not prescribe the only means, or necessarily the required means,
of serving a foreign corporation. A foreign corporation may also be served in any
other manner permitted by law.
504.1511 through 504.1520 Reserved.
PART 2. WITHDRAWAL
504.1521 Withdrawal of foreign corporation.
1. A foreign corporation authorized to transact business in this state shall not
withdraw from this state until it obtains a certificate of withdrawal from the secretary
of state.
2. A foreign corporation authorized to transact business in this state may apply
for a certificate of withdrawal by delivering an application to the secretary of
state for filing. The application shall set forth all of the following:
a. The name of the foreign corporation and the name of the state or country
under whose law it is incorporated.
b. That it is not transacting business in this state and that it surrenders
its authority to transact business in this state.
c. That it revokes the authority of its registered agent to accept service
on its behalf and appoints the secretary of state as its agent for service of process
in any proceeding based on a cause of action arising during the time it was authorized
to do business in this state.
d. A mailing address to which the secretary of state may mail a copy of
any process served on the secretary of state under paragraph "c".
3. After the withdrawal of the corporation is effective, service of process on the
secretary of state under this section is service on the foreign corporation. Upon
receipt of process, the secretary of state shall mail a copy of the process to the
foreign corporation at the mailing address set forth in its application for withdrawal.
504.1522 through 504.1530 Reserved.
PART 3. REVOCATION OF CERTIFICATE OF AUTHORITY
504.1531 Grounds for revocation.
1. The secretary of state may commence a proceeding under section 504.1532 to revoke
the certificate of authority of a foreign corporation authorized to transact business
in this state if any of the following applies:
a. The foreign corporation does not deliver the biennial report to the
secretary of state in a form that meets the requirements of section 504.1613 within
sixty days after it is due.
b. The foreign corporation is without a registered agent or registered
office in this state for sixty days or more.
c. The foreign corporation does not inform the secretary of state under
section 504.1508 or 504.1509 that its registered agent or registered office has
changed, that its registered agent has resigned, or that its registered office has
been discontinued within ninety days of the change, resignation, or discontinuance.
d. An incorporator, director, officer, or agent of the foreign corporation
signed a document that such person knew was false in any material respect with intent
that the document be delivered to the secretary of state for filing.
e. The secretary of state receives a duly authenticated certificate from
the secretary of state or other official having custody of corporate records in
the state or country under whose law the foreign corporation is incorporated, stating
that it has been dissolved or disappeared as the result of a merger.
2. The attorney general may commence a proceeding under section 504.1532 to revoke
the certificate of authority of a foreign corporation authorized to transact business
in this state if the corporation has continued to exceed or abuse the authority
conferred upon it by law.
504.1532 Procedure for and effect of revocation.
1. The secretary of state, upon determining that one or more grounds exist under
section 504.1531 for revocation of a certificate of authority, shall serve the foreign
corporation with written notice of that determination under section 504.1510.
2. The attorney general, upon determining that one or more grounds exist under section
504.1531, subsection 2, for revocation of a certificate of authority, shall request
the secretary of state to serve, and the secretary of state shall serve, the foreign
corporation with written notice of that determination under section 504.1510.
3. If the foreign corporation does not correct each ground for revocation or demonstrate
to the reasonable satisfaction of the secretary of state or attorney general that
each ground for revocation determined by the secretary of state or attorney general
does not exist within sixty days after service of the notice is perfected under
section 504.1510, the secretary of state may revoke the foreign corporation's certificate
of authority by signing a certificate of revocation that recites the ground or grounds
for revocation and its effective date. The secretary of state shall file the original
of the certificate and serve a copy on the foreign corporation under section 504.1510.
4. The authority of a foreign corporation to transact business in this state ceases
on the date shown on the certificate revoking its certificate of authority.
5. The secretary of state's revocation of a foreign corporation's certificate of
authority appoints the secretary of state the foreign corporation's agent for service
of process in any proceeding based on a cause of action that arose during the time
the foreign corporation was authorized to transact business in this state. Service
of process on the secretary of state under this subsection is service on the foreign
corporation. Upon receipt of process, the secretary of state shall mail a copy of
the process to the secretary of the foreign corporation at its principal office
shown in its most recent biennial report or in any subsequent communications received
from the corporation stating the current mailing address of its principal office
or, if none are on file, in its application for a certificate of authority.
6. Revocation of a foreign corporation's certificate of authority does not terminate
the authority of the registered agent of the corporation.
504.1533 Appeal from revocation.
1. A foreign corporation may appeal the secretary of state's revocation of its certificate
of authority to the district court within thirty days after the service of the certificate
of revocation is perfected under section 504.1510 by petitioning to set aside the
revocation and attaching to the petition copies of its certificate of authority
and the secretary of state's certificate of revocation.
2. The court may summarily order the secretary of state to reinstate the certificate
of authority or may take any other action the court considers appropriate.
3. The court's final decision may be appealed as in other civil proceedings.
504.1534 through 504.1600 Reserved.
SUBCHAPTER XVI. RECORDS AND REPORTS
PART 1. RECORDS
504.1601 Corporate records.
1. A corporation shall keep as permanent records minutes of all meetings of its
members and board of directors, a record of all actions taken by the members or
directors without a meeting, and a record of all actions taken by committees of
the board of directors as authorized by section 504.826, subsection 4.
2. A corporation shall maintain appropriate accounting records.
3. A corporation or its agent shall maintain a record of its members in a form that
permits preparation of a list of the names and addresses of all members, in alphabetical
order by class, showing the number of votes each member is entitled to vote.
4. A corporation shall maintain its records in written form or in another form capable
of conversion into written form within a reasonable time.
5. A corporation shall keep a copy of all of the following records:
a. Its articles or restated articles of incorporation and all amendments
to them currently in effect.
b. Its bylaws or restated bylaws and all amendments to them currently in
effect.
c. Resolutions adopted by its board of directors relating to the characteristics,
qualifications, rights, limitations, and obligations of members or any class or
category of members.
d. The minutes of all meetings of members and records of all actions approved
by the members for the past three years.
e. All written communications to members generally within the past three
years, including the financial statements furnished for the past three years under
section 504.1611.
f. A list of the names and business or home addresses of its current directors
and officers.
g. Its most recent biennial report delivered to the secretary of state
under section 504.1613.
504.1602 Inspection of records by members.
1. Subject to subsection 5, a member is entitled to inspect and copy, at a reasonable
time and location specified by the corporation, any of the records of the corporation
described in section 504.1601, subsection 5, if the member gives the corporation
written notice or a written demand at least five business days before the date on
which the member wishes to inspect and copy.
2. Subject to subsections 5 and 6, a member is entitled to inspect and copy, at
a reasonable time and reasonable location specified by the corporation, any of the
following records of the corporation if the member meets the requirements of subsection
3 and gives the corporation written notice at least ten business days before the
date on which the member wishes to inspect and copy:
a. Excerpts from any records required to be maintained under section 504.1601,
subsection 1, to the extent not subject to inspection under subsection 1 of this
section.
b. Accounting records of the corporation.
c. The membership list.
3. A member may inspect and copy the records identified in subsection 2 only if
all of the following apply:
a. The member's demand is made in good faith and for a proper purpose.
b. The member describes with reasonable particularity the purpose of the
demand and the records the member desires to inspect.
c. The records are directly connected to the purpose described.
d. The board consents, if consent is required by section 504.1605.
4. This section does not affect either of the following:
a. The right of a member to inspect records under section 504.711 or, if
the member is in litigation with the corporation, to the same extent as any other
litigant.
b. The power of a court, independently of this chapter, to compel the production
of corporate records for examination.
5. The articles or bylaws of a religious corporation may limit or abolish the right
of a member under this section to inspect and copy any corporate record.
6. A corporation may, within ten business days after receiving a demand for inspection
of a membership list under section 504.711 or subsection 2 of this section, respond
to the demand with a written proposal offering a reasonable alternative to the demand
for inspection that will achieve the purpose of the demand without providing access
to or a copy of the membership list. A proposal offering an alternative that reasonably
and in a timely manner accomplishes a proper purpose identified in a demand for
inspection shall be considered to offer a reasonable alternative. A proposal for
a reasonable alternative that has been accepted by the person making the demand
for inspection shall cease to be considered a reasonable alternative if the terms
of the proposal are not carried out by the corporation within a reasonable time
after acceptance of the proposal. For the purposes of this subsection, a reasonable
alternative may include, but is not limited to, a communication prepared by a member
and mailed by the corporation at the expense of the member.
504.1603 Scope of inspection right.
1. A member's agent or attorney has the same inspection and copying rights as the
member the agent or attorney represents.
2. The right to copy records under section 504.1602 includes, if reasonable, the
right to receive copies made by photographic, xerographic, or other means.
3. The corporation may impose a reasonable charge, covering the costs of labor and
material, for copies of any documents provided to the member. The charge shall not
exceed the estimated cost of production or reproduction of the records.
4. The corporation may comply with a member's demand to inspect the record of members
under section 504.1602, subsection 2, paragraph "c", by providing
the member with a list of its members that was compiled no earlier than the date
of the member's demand.
504.1604 Court-ordered inspection.
1. If a corporation does not allow a member who complies with section 504.1602,
subsection 1, to inspect and copy any records required by that subsection to be
available for inspection, the district court in the county where the corporation's
principal office is located or, if none is located in this state, where its registered
office is located, may summarily order inspection and copying of the records demanded
at the corporation's expense upon application of the member.
2. If a corporation does not within a reasonable time allow a member to inspect
and copy any other records, or propose a reasonable alternative to such inspection
and copying, the member who complies with section 504.1602, subsections 2 and 3,
may apply to the district court in the county where the corporation's principal
office is located or, if none is located in this state, where its registered office
is located, for an order to permit inspection and copying of the records demanded.
The court shall dispose of an application under this subsection on an expedited
basis.
3. If the court orders inspection and copying of the records demanded or other relief
deemed appropriate by the court, it shall also order the corporation to pay the
member's costs, including reasonable attorney fees incurred, to obtain the order
unless the corporation proves that it refused inspection in good faith because it
had a reasonable basis for doubt about the right of the member to inspect the records
demanded.
4. If the court orders inspection and copying of the records demanded or other relief
deemed appropriate by the court, it may impose reasonable restrictions on the use
or distribution of the records by the demanding member.
504.1605 Limitations on use of corporate records.
Without consent of the board, no corporate record may be obtained or used by any
person for any purpose unrelated to a member's interest as a member. Without limiting
the generality of the foregoing, without the consent of the board, corporate records,
including without limitation a membership list or any part thereof, shall not be
used for any of the following:
1. To solicit money or property unless such money or property will be used solely
to solicit the votes of the members in an election to be held by the corporation.
2. For any commercial purpose.
3. For sale to or purchase by any person.
4. For any purpose that is detrimental to the interests of the corporation.
504.1606 Inspection of records by directors.
1. A director of a corporation is entitled to inspect and copy the books, records,
and documents of the corporation at any reasonable time to the extent reasonably
related to the performance of the director's duties as a director, including duties
as a member of a committee, but not for any other purpose or in any manner that
would violate any duty to the corporation.
2. The district court of the county where the corporation's principal office, or
if none in this state, its registered office, is located may order inspection and
copying of the books, records, and documents at the corporation's expense, upon
application of a director who has been refused such inspection rights, unless the
corporation establishes that the director is not entitled to such inspection rights.
The court shall dispose of an application under this subsection on an expedited
basis.
3. If an order is issued, the court may include provisions protecting the corporation
from undue burden or expense and prohibiting the director from using information
obtained upon exercise of the inspection rights in a manner that would violate a
duty to the corporation, and may also order the corporation to reimburse the director
for the director's costs, including reasonable counsel fees, incurred in connection
with the application.
504.1607 through 504.1610 Reserved.
PART 2. REPORTS
504.1611 Financial statements for members.
1. Except as provided in the articles or bylaws of a religious corporation, a corporation
upon written demand from a member shall furnish that member the corporation's latest
annual financial statements, which may be consolidated or combined statements of
the corporation and one or more of its subsidiaries or affiliates, as appropriate,
that include a balance sheet as of the end of the fiscal year and a statement of
operations for that year.
2. If annual financial statements are reported upon by a public accountant, the
accountant's report must accompany them.
504.1612 Report of indemnification to members.
If a corporation indemnifies or advances expenses to a director under section 504.852,
504.853, 504.854, or 504.855 in connection with a proceeding by or in the right
of the corporation, the corporation shall report the indemnification or advance
in writing to the members with or before the notice of the next meeting of members.
504.1613 Biennial report for secretary of state.
1. Each domestic corporation, and each foreign corporation authorized to transact
business in this state, shall deliver to the secretary of state for filing a biennial
report on a form prescribed and furnished by the secretary of state that sets forth
all of the following:
a. The name of the corporation and the state or country under whose law
it is incorporated.
b. The address of the corporation's registered office and the name of the
corporation's registered agent at that office in this state, together with the consent
of any new registered agent.
c. The address of the corporation's principal office.
d. The names and addresses of the president, secretary, treasurer, and
one member of the board of directors.
e. Whether or not the corporation has members.
2. The information in the biennial report must be current on the date the biennial
report is executed on behalf of the corporation.
3. The first biennial report shall be delivered to the secretary of state between
January 1 and April 1 of the first odd-numbered year following the calendar year
in which a domestic corporation was incorporated or a foreign corporation was authorized
to transact business. Subsequent biennial reports must be delivered to the secretary
of state between January 1 and April 1 of the following odd-numbered calendar years.
4. a. If a biennial report does not contain the information required by
this section, the secretary of state shall promptly notify the reporting domestic
or foreign corporation in writing and return the report to the corporation for correction.
b. A filing fee for the biennial report shall be determined by the secretary
of state.
c. For purposes of this section, each biennial report shall contain information
related to the two-year period immediately preceding the calendar year in which
the report is filed.
5. The secretary of state may provide for the change of registered office or registered
agent on the form prescribed by the secretary of state for the biennial report,
provided that the form contains the information required in section 504.502 or 504.503.
If the secretary of state determines that a biennial report does not contain the
information required by this section but otherwise meets the requirements of section
504.502 or 504.503 for the purpose of changing the registered office or registered
agent, the secretary of state shall file the statement of change of registered office
or registered agent, effective as provided in section 504.114, before returning
the biennial report to the corporation as provided in this section. A statement
of change of registered office or agent pursuant to this subsection shall be executed
by a person authorized to execute the biennial report.
504.1614 through 504.1700 Reserved.
SUBCHAPTER XVII. TRANSITION PROVISIONS
504.1701 Application to existing domestic corporations.
1. A domestic corporation that is incorporated under chapter 504A, Code 2005, is
subject to this chapter beginning on July 1, 2005.
2. Prior to July 1, 2005, only the following corporations are subject to the provisions
of this chapter:
a. A corporation formed on or after January 1, 2005.
b. A corporation incorporated under chapter 504A, Code 2005, that voluntarily
elects to be subject to the provisions of this chapter in accordance with the procedures
set forth in subsection 3.
3. A corporation incorporated under chapter 504A, Code 2005, may voluntarily elect
to be subject to the provisions of this chapter by doing all of the following:
a. The corporation shall amend or restate its articles of incorporation
to indicate that the corporation voluntarily elects to be subject to the provisions
of this chapter.
b. The corporation shall deliver a copy of the amended or restated articles
of incorporation to the secretary of state for filing and recording in the office
of the secretary of state.
4. After the amended or restated articles of incorporation have been filed with
the secretary of state all of the following shall occur:
a. The corporation shall be subject to all provisions of this chapter.
b. The secretary of state shall issue a certificate of filing of the corporation's
amended or restated articles of incorporation indicating that the corporation has
made a voluntary election to be subject to the provisions of this chapter and shall
deliver the certificate to the corporation or to the corporation's representative.
c. The secretary of state shall not file the amended or restated articles
of incorporation of a corporation pursuant to this subsection unless at the time
of filing the corporation is validly organized under the chapter under which it
is incorporated, and has filed all biennial reports that are required and paid all
fees that are due in connection with such reports.
5. The voluntary election of a corporation to be subject to the provisions of this
chapter that is made pursuant to this section does not affect any right accrued
or established, or any liability or penalty incurred by the corporation pursuant
to the chapter under which the corporation was organized prior to such voluntary
election.
504.1702 Application to qualified foreign corporations.
A foreign corporation authorized to transact business in this state prior to January
1, 2005, is subject to this chapter beginning on July 1, 2005, but is not required
to obtain a new certificate of authority to transact business under this chapter.
504.1703 Savings provisions.
1. Except as provided in subsection 2, the repeal of a statute by 2004 Acts, ch
1049, does not affect any of the following:
a. The operation of the statute or any action taken under it before its
repeal.
b. Any ratification, right, remedy, privilege, obligation, or liability
acquired, accrued, or incurred under the statute before its repeal.
c. Any violation of the statute or any penalty, forfeiture, or punishment
incurred because of the violation, before its repeal.
d. Any proceeding, reorganization, or dissolution commenced under the statute
before its repeal, and the proceeding, reorganization, or dissolution may be completed
in accordance with the statute as if it had not been repealed.
2. If a penalty or punishment imposed for violation of a statute repealed by 2004
Acts, ch 1049, is reduced by this chapter, the penalty or punishment, if not already
imposed, shall be imposed in accordance with this chapter.
504.1704 Severability.
If any provision of this chapter or its application to any person or circumstance
is held invalid by a court of competent jurisdiction, the invalidity does not affect
other provisions or applications of the chapter that can be given effect without
the invalid provision or application, and to this end the provisions of the chapter
are severable.
504.1705 Public benefit, mutual benefit, and religious corporations.
For the purposes of this chapter, each domestic corporation shall be deemed a public
benefit, mutual benefit, or religious corporation as follows:
1. A corporation designated by statute as a public benefit corporation, a mutual
benefit corporation, or a religious corporation is deemed to be the type of corporation
designated by that statute.
2. A corporation that does not come within subsection 1 but is organized primarily
or exclusively for religious purposes is a religious corporation.
3. A corporation that does not come within subsection 1 or 2 but which is recognized
as exempt under section 501(c)(3) of the Internal Revenue Code, or any successor
section, is a public benefit corporation.
4. A corporation that does not come within subsection 1, 2, or 3, but which is organized
for a public or charitable purpose and which upon dissolution must distribute its
assets to a public benefit corporation, the United States, a state, or a person
recognized as exempt under section 501(c)(3) of the Internal Revenue Code, or any
successor section, is a public benefit corporation.
5. A corporation that does not come within subsection 1, 2, 3, or 4 is a mutual
benefit corporation.